Silverlight Asset Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$63,668,265
Total clients
49
51% high-net worth
Total advisors
1
of 4 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
49
Average account size
$1,299,352
About
Silverlight Asset Management provides ongoing portfolio management and financial planning to individuals — including high-net-worth clients — as well as partnership accounts and charitable organizations. The firm creates a documented Investment Strategy Proposal for each client and offers both discretionary and non-discretionary management tailored to clients’ goals, risk tolerance, and time horizon.
The firm’s approach is equity‑focused and employs a mix of analytic methods (fundamental, technical, quantitative, charting, cyclical analysis, and modern portfolio theory) and implements long‑term, short‑term and options strategies. SAM documents client risk tolerances in the Investment Strategy Proposal, reviews accounts at least monthly, and requires clients to custody assets with a specified broker‑dealer (Charles Schwab & Co., Inc.) for trade execution.
Noteworthy for a firm of its size, SAM offers educational seminars or workshops and includes training and education in its Code of Ethics, an uncommon feature among peers. It also discloses potential client‑elected use of margin and active options trading (including uncovered positions), provides complimentary financial planning for clients with over $1 million in assets under management, and manages roughly $63 million for fewer than 50 client relationships, indicating a relatively concentrated client roster.
Client services
Expertise
Fee options
Financial planning fees range from approximately $1,000 to $5,000 for clients with AUM below $1 million; clients with AUM over $1 million receive financial planning at no charge as a complementary service.
$0 - $3,000,000: 1.30% $3,000,001 - $6,000,000: 1.00% $6,000,001+: 0.70%
Account minimum: $500,000
Main office location
Silverlight Asset Management, LLC
23 Corporate Plaza Drive, Suite 150
Newport Beach CA 92660, United States
Number of offices
1
Most active in
California · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")