Silverback Financial
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$86,649,322
Clients
42
52% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
42
HighAverage account size
$2,063,079
About
Silverback Financial provides portfolio management and financial advice to individuals, families, business owners and a range of entities including trusts, estates, charitable organizations and business entities. The firm offers both discretionary and non‑discretionary portfolio management and general retirement and savings guidance; as of December 31, 2025 it reported $86,649,322 in assets under management, with $56,915,082 discretionary and $29,734,240 non‑discretionary.
The firm tailors asset allocations to client goals and uses a mix of analytical approaches — quantitative and qualitative analysis, modern portfolio theory and technical charting — to guide security selection and sector management. Investment strategies may include long‑ and short‑term positions, options, margin transactions and allocations to equities, bonds, ETFs, mutual funds, REITs and structured products, and clients may impose written restrictions on specific investments.
Notable features for a single‑advisor practice include operating from two offices while serving a relatively concentrated client base (42 clients) and maintaining a meaningful portion of assets under non‑discretionary authority. The firm operates on an AUM fee model without commission compensation, does not vote client proxies (clients receive voting materials directly), commonly recommends Charles Schwab as custodian and discloses receipt of certain indirect benefits from custodians and other vendors.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Real estate investing
Occupation focus
Founder/Business Owner
Fee options
up to 1.00% per year
Main office location
Silverback Financial
Valley Springs CA, United States
Number of offices
2
Most active in
Silverback Financial has reported serving >5 clients in these states in the last 12 months.
California · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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