S
Silverback Capital Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$407,385
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
3
33% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
3
Very LowAverage account size
$135,795
About
Silverback Capital Management is a small, independent advisory firm that provides discretionary portfolio management to individuals, high-net-worth investors, investment companies, and corporate or business clients. The firm prepares an Investment Policy Statement for each client and charges fees on an asset-based basis, with the option for certain clients to enter into performance-based fee arrangements.
The firm’s investment approach emphasizes algorithmic, Sharpe-optimal strategies alongside fundamental, quantitative, modern portfolio theory and technical analysis. Strategies may include long and short positions, margin and short sales, use of leveraged and inverse ETFs, microcap stocks and exposure to non‑U.S. securities; accounts are reviewed monthly and trading is executed through a required custodian, Interactive Brokers LLC.
Notable distinctions include a formal performance-fee structure for qualified or accredited clients — an annual advisory fee plus a 20% performance fee subject to a high‑water mark and billed quarterly in arrears — and disclosures that the firm advertises performance and hypothetical performance results. Compared with most solo independent advisers, it also accepts corporate/business and investment company clients and discloses side‑by‑side management of both performance‑fee and non‑performance‑fee accounts, with stated policies to address related conflicts.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Concentrated stock management
Fee options
2.00% annually
20.00% of capital appreciation with high-water mark
Main office location
Silverback Capital Management
Sunnyvale CA, United States
Number of offices
1
Most active in
Silverback Capital Management has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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