Silver Oak Securities, Inc.

Thomas Lockmund is a financial advisor with Silver Oak Securities, Incorporated, holding Series 63 and Series 65 licenses and bringing 29 years of industry experience. His career includes roles at Royal Alliance and National Planning Corporation, alongside operating his own firms, Thomas G. Lockmund, LLC and Lockmund Financial Group, where he is president. His business activities include marketing and sales of fixed annuities and securities through his LLC. Silver Oak Securities, Inc. provides advisory services to individuals, families, corporations, retirement plans, and charitable organizations, managing approximately $2.03 billion in discretionary assets through a network of over 100 financial professionals. The firm offers customized portfolio management, unified managed accounts, financial planning, and third-party manager referrals, delivering investment advice primarily on a discretionary basis.

Gary Dorsey is a CFP® professional with 31 years of experience in the financial services industry. He is currently with Silver Oak Securities, Incorporated, where he has worked since 2022. Prior to that, he was with LPL Financial and INVEST Financial Corp. Dorsey also operates Gary W. Dorsey and Associates, a business focused on life insurance and fixed annuity sales. Silver Oak Securities, Incorporated provides advisory services to individuals, families, corporations, retirement plans, and charitable organizations. The firm manages approximately $2.03 billion in discretionary assets and offers portfolio management, financial planning, third-party manager referrals, and solutions for held-away retirement plan assets.

Nicholas Pfeiffer is a financial advisor with Silver Oak Securities, Incorporated in Louisville, KY. He holds a Series 66 designation and has 18 years of industry experience, including 13 years at SeaCrest Wealth Management, LLC prior to joining Silver Oak Securities in 2025. Silver Oak Securities, Inc. provides advisory services to individuals, families, corporations, retirement plans, and charitable organizations, managing approximately $2.03 billion in discretionary assets through a network of over 100 financial professionals. The firm offers individualized portfolio management, a unified managed account program utilizing outside strategists, financial planning, and solutions for held-away retirement plan assets.

Charlotte Gaines is a financial advisor with Silver Oak Securities, Incorporated in Jackson, Tennessee, holding Series 63 and Series 66 licenses and 25 years of industry experience. She has been with Silver Oak Securities since 2001. Outside of her advisory role, Gaines serves as a board member for the City of Bells Board of Education. Silver Oak Securities provides advisory services to individuals, families, corporations, retirement plans, and charitable organizations, managing approximately $2.03 billion in discretionary assets. The firm offers personalized portfolio management, financial planning, and third-party manager referrals, delivering investment advice primarily on a discretionary basis across various asset classes.

Richard Madden is a financial advisor at Silver Oak Securities, Incorporated with 21 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Seacrest Wealth Management, LLC for 14 years. Silver Oak Securities, Inc. provides advisory services to individuals, families, corporations, retirement plans, and charitable organizations, managing approximately $2.03 billion in discretionary assets through a network of over 100 financial professionals. The firm delivers investment advice mainly on a discretionary basis, offering portfolio management, financial planning, third-party manager referrals, and solutions for held-away retirement plan assets.

Larry Prislovsky is a Series 66-credentialed financial advisor with 25 years of industry experience. He has worked at Silver Oak Securities, Incorporated since 2021 and has held prior roles at Securities America Advisors, SSN Advisory, and L.P. Financial Advisors, among others. Outside of his advisory work, he serves as a power of attorney for his parents’ trust and assists with insurance-related matters through his business, L.P. Financial Advisors Inc. Silver Oak Securities, Inc. provides advisory services to individuals, families, corporations, retirement plans, and charitable organizations, managing approximately $2.03 billion in discretionary assets. The firm offers personalized portfolio management and unified managed account programs, delivering investment advice primarily on a discretionary basis through a network of over 100 financial professionals.

Andrew Martin is a financial advisor at Silver Oak Securities, Incorporated with 41 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at Silver Oak Securities since 2017. Prior to that, he was with Girard Securities, Inc. and has been involved with 7Twelve Advisors, LLC since 2008. Outside of advisory work, Martin is a writer who authored *Dollarlogic* and various trade press articles, and he serves as president of EW Indexes, a company focused on index development. Silver Oak Securities provides advisory services to individuals, families, corporations, retirement plans, and charitable organizations, managing approximately $2.03 billion in discretionary assets. The firm offers individualized portfolio management, unified managed accounts, financial planning, and third-party manager referrals, delivering investment advice primarily on a discretionary basis through a network of over 100 financial professionals.

Brian Johnson is a financial advisor at Silver Oak Securities, Incorporated with 24 years of industry experience. He holds Series 63 and Series 65 credentials and previously worked at Securities Management and Research, Inc. for 22 years before joining Silver Oak Securities in 2023. Outside of his advisory role, he is a partner in Jordec USA LLP, which sells property and casualty insurance in Colorado, and is involved in life insurance and annuity sales through Creative One. Silver Oak Securities provides advisory services to individuals, families, corporations, retirement plans, and charitable organizations, managing approximately $2.03 billion in discretionary assets. The firm offers individualized portfolio management, unified managed accounts, and financial planning, delivering investment advice mainly on a discretionary basis tailored to clients’ objectives and risk tolerances.

Ed McManus is a financial advisor with Silver Oak Securities, Incorporated, holding the ChFC® and Series 63 designations and bringing 38 years of industry experience. He has worked at Cuttingedge Advisors since 2008 and operates Family Wealth Advisory and McManus & Associates, where he provides accounting, tax, non-investment financial counseling, and insurance services. Silver Oak Securities serves individuals, families, corporations, retirement plans, and charitable organizations, managing over $2 billion in discretionary assets. The firm offers personalized portfolio management and integrated financial planning, combining internal and third-party strategies to tailor investment solutions to client objectives and risk tolerances.

Anita Sopenoff is a financial advisor with Silver Oak Securities, Incorporated, holding Series 63 and Series 65 licenses and bringing 22 years of industry experience. Her prior roles include positions at Securities America Advisors, Sagepoint Financial, and American General Securities. Outside of her advisory work, she sells life and long-term care insurance through her own business, AMS Financial Group, and participates in the Philadelphia Securities Association. Silver Oak Securities serves individuals, families, corporations, retirement plans, and charitable organizations, managing approximately $2.03 billion in discretionary assets. The firm offers personalized portfolio management, unified managed account programs, and financial planning, delivering investment advice primarily on a discretionary basis through a network of over 100 financial professionals.

Bryce Wandell is a financial advisor at Silver Oak Securities, Incorporated with three years of industry experience. He holds a Series 66 designation and has previously worked at American Portfolios Financial Services, Inc. and Ambassador Advisors LLC. Outside of his advisory role, he is involved with Coram Deo, providing financial advice and support in wealth management and insurance planning. Silver Oak Securities, Inc. serves individuals, families, corporations, retirement plans, and charitable organizations, managing over $2 billion in discretionary assets. The firm offers tailored portfolio management utilizing both internal and third-party strategies, delivering investment advice primarily on a discretionary basis.

James Garrison is a financial advisor at Silver Oak Securities, Incorporated with 40 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Silver Oak since 2020, following a six-year tenure at Thurston Springer Miller Herd & Titak, Inc. Outside of his advisory role, Garrison is involved in beekeeping through Garrison Honey Farms and serves as Minister of Music at Highland Baptist Church in a bi-vocational capacity; he also holds leadership roles with the Tennessee Beekeepers Association and the National Association of Christian Financial Consultants. Silver Oak Securities, Inc. provides advisory services to individuals, families, corporations, retirement plans, and charitable organizations, managing approximately $2.03 billion in discretionary assets. The firm offers customized portfolio management, financial planning, and third-party manager referrals, delivering investment advice primarily on a discretionary basis across a range of securities and using both internal and external due diligence processes.

Michael Sullivan is a CFP® professional with 27 years of industry experience. He is currently with Silver Oak Securities, Incorporated and has previously worked at Securities America Advisors, Inc. and Securities America, Inc. since 2002. Outside of his advisory role, he serves as an insurance agent and president of Wealth Coach Financial Services, where he places occasional term policies and fixed annuities. Silver Oak Securities, Inc. provides advisory services to individuals, families, corporations, retirement plans, and charitable organizations, managing over $2 billion in discretionary assets through a network of more than 100 financial professionals. The firm offers individualized portfolio management, unified managed account programs, financial planning, and solutions for held-away retirement plan assets, delivering investment advice primarily on a discretionary basis.

Stacia Jones is a Series 66-licensed financial advisor with seven years of industry experience, currently with Silver Oak Securities, Incorporated. She has previously worked at Securities America Advisors, Securities America, Inc., and Securities Service Network. Outside of her advisory role, Jones is the owner of becauseOne, an online platform designed to help nonprofits communicate their needs and connect with potential supporters. Silver Oak Securities, Inc. provides advisory services to individuals, families, corporations, retirement plans, and charitable organizations, managing over $2 billion in discretionary assets. The firm offers personalized portfolio management and unified managed account programs, combining internal and third-party due diligence to tailor investment strategies across a range of asset types.

Paul Tingley is a CFP® professional with 38 years of industry experience, currently serving at Silver Oak Securities, Incorporated since 2018. He has previously worked with Ssnai, Securities Service Network, and Financial Resource Advisors, where he continues as a manager of a fixed insurance agency. In addition to his advisory role, he manages a personal farm in Martinsville, IN, and consults for Invite Wealth Management on financial planning, investment management, insurance, and business succession planning. Silver Oak Securities, Incorporated provides advisory services to individuals, families, corporations, retirement plans, and charitable organizations, managing over $2 billion in discretionary assets. The firm offers tailored portfolio management and unified managed account programs combining internal and third-party strategies, delivering investment advice primarily on a discretionary basis.