Signature Financial Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$68,111,048
Total clients
209
16% high-net worth
Total advisors
4
of 4 employees
Firm size
Team
4-10 advisors or $500M+ in AUM
Average clients per advisor
52
Average account size
$325,890
About
Signature Financial Advisors serves individuals (including high‑net‑worth clients), closely held businesses and retirement plans, providing investment supervisory services, manager‑of‑managers selection, pension consulting, and financial planning. The firm operates as a small team advisor with roughly $68 million in regulatory assets under management and delivers primarily non‑discretionary portfolio advice through third‑party money managers.
Investment advice is delivered through a manager‑of‑managers model: the firm conducts manager due diligence, develops written Investment Policy Statements and asset allocation strategies, and monitors manager performance with at least annual reviews and quarterly reporting. For plan sponsors, Signature FA prepares IPS documents, helps select investment vehicles, and offers participant education workshops consistent with ERISA 404(c) guidelines.
Distinctive features include formal ties to an accounting practice and an insurance business: the firm has an affiliation and referral arrangement with a CPA firm and is registered as an insurance agency with certain management persons licensed to receive commissions. The brochure discloses these referral and compensation arrangements and highlights the firm’s free educational seminars and participant workshops as a regular part of its client service mix.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Newsletters or periodicals
Educational seminars or workshops
Expertise
Wealth management
Retirement plans for business owners (SEP, solo 401k)
General estate planning guidance
Cash flow / budgeting
General tax planning
Occupation focus
Founder/Business Owner
Retired
Fee options
$3,500 to $15,000 (comprehensive financial planning)
$0 - $2,000,000: 1.50% $2,000,000 - $5,000,000: 0.80% $5,000,000 - $10,000,000: 0.60% $10,000,000+: 0.40%
$375 to $500 per hour (modular financial planning)
Account minimum: $250,000 Fee-only: Financial Planning modular: $375 to $500 per hour; Comprehensive Financial Planning: $3,500 to $15,000 fixed fee
Main office location
Signature Financial Advisors
1900 St. James Place, Suite 510
Houston TX 77056, United States
Number of offices
1
Most active in
Signature Financial Advisors has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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