Signal Securities, Inc. logo

Signal Securities, Inc.

Updated today

Total assets under management

$679,084,856

Total clients

1,137

29% high-net worth

Total advisors

23

of 35 employees

Firm size

Multi Team

Average clients per advisor

49

Average account size

$597,260

About

Signal Securities provides advisory services to individuals (including high‑net‑worth clients), pension and profit‑sharing plans, charitable organizations, and corporations. The firm offers portfolio management, financial planning, separately managed accounts, a 401(k) optimizer, and also operates brokerage and insurance businesses through its affiliated broker‑dealer and insurance agency.

The firm’s stated investment philosophy emphasizes managing risk through diversification and a consultative process that collects client financial data, risk tolerances, and objectives to recommend one of several model portfolios or customized allocations. Much of Signal’s advice is delivered on a non‑discretionary, client‑consent basis across asset allocation, private client, and SMA programs, although the firm also operates discretionary model portfolios (including a discretionary 401(k) service).

Signal is distinctive among peers in maintaining active broker‑dealer operations alongside its SEC‑registered advisory program and noting that its representatives may be registered brokers and licensed insurance agents, which can result in commissionable transactions or recommendations of insurance products. The brochure also discloses that the firm manages the large majority of its reported assets on a non‑discretionary basis (the firm reported approximately $557.5 million non‑discretionary vs $41.6 million discretionary as of December 31, 2024) and that it recommends Schwab as a preferred custodian, a relationship that may provide Signal with brokerage and research services.

Client services

Financial planning Portfolio management

Expertise

Wealth management

Fee options

Fixed

Flat fee for financial plan or asset review, with hourly rate up to $250/hour.

Percentage

$25,000 - $100,000: 2.00% $100,001 - $250,000: 1.75% $250,001 - $500,000: 1.50% $500,001 - $1,000,000: 1.00% Over $1,000,001+: 0.75%

Commissions

Broker-dealer commissions may apply; Signal Securities, Inc. is also a broker-dealer and may earn commissions in addition to advisory fees.

Project-based

Up to $250/hour for financial plan or asset review.

Other

Account minimum: $25,000 for Asset Allocation Model; $100,000 for Private Client Asset Management Model; no minimum for Discretionary Asset Allocation Model; $100,000 minimum for most equity SMA strategies, $250,000 for most fixed income SMA strategies, and $250,000 to $650,000 for diversified portfolios in Managed Account Select

Main office location

Signal Securities, Inc.

700 Throckmorton

Fort Worth TX 76102, United States

Number of offices

9

Most active in

Alabama · Arkansas · California · Colorado · Florida · Georgia · Louisiana · Massachusetts · Missouri · Nevada · North Carolina · Oklahoma · Pennsylvania · Texas · Virginia

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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