S
Sierra Financial Management Co.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$12,222,573
Clients
2
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
2
Very LowAverage account size
$6,111,287
About
Sierra Financial Management Co. provides investment management to individuals, foundations, and trusts through separately managed accounts on both discretionary and non‑discretionary bases. As of December 31, 2025 the firm reported two discretionary accounts totaling about $12.2 million and does not pool client funds.
The firm combines a top‑down macroeconomic analysis performed at least weekly with bottom‑up fundamental and technical security selection to construct equity, balanced and fixed‑income portfolios, and furnishes quarterly portfolio reviews and periodic market outlooks. Portfolios may include very‑small‑capitalization securities and listings traded on exchanges including OTCBB and Canadian venues, and the firm may employ options, short sales and limited use of margin as part of its management and risk‑control strategies.
Distinctive features include a long history as a solo independent adviser and an unusually small number of client accounts relative to assets under management, yielding a concentrated, individualized management approach. The firm maintains a written Code of Ethics, does not participate in soft‑dollar or brokerage‑for‑referral arrangements, emphasizes higher‑rated, shorter‑term fixed‑income holdings (generally Moody’s “A” or better and maturities under ten years), and conducts trading through client‑approved custodians.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Fee options
$0 - $100,000: 2% $100,001 - $1,000,000: 1% $1,000,001+: 0.5%
Main office location
Sierra Financial Management Co.
Citrus Heights CA, United States
Number of offices
1
Most active in
Sierra Financial Management Co. has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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