Sicart Associates, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$432,091,313
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
109
83% high-net worth
Advisors
1
of 3 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
109
Very HighAverage account size
$3,964,140
About
Sicart Associates, LLC provides discretionary investment advisory and integrated wealth-management services to individuals, families, trusts, foundations and private investment vehicles, including a private pooled fund it sponsors. In addition to portfolio management, the firm offers trustee services and family-office support such as estate planning, tax planning assistance, philanthropic coordination and multigenerational planning.
The firm follows a focused, long‑only contrarian value approach driven by bottom‑up fundamental research, typically building concentrated portfolios of about 20–60 positions and favoring a buy‑and‑hold orientation. Client relationships are customized and implemented gradually—new accounts may hold higher cash levels and take up to one to two years to be fully aligned with the firm’s strategy—and the firm uses ETFs, fixed income, preferred securities and MLPs for diversification and income where appropriate.
Distinctive features include serving a notable non‑U.S. client segment supported by an administrative subsidiary in France and acting as a fund sponsor/general‑partner affiliate while providing portfolio management to pooled vehicles as a private fund adviser. The firm manages roughly $445 million in discretionary assets—placing it among firms with relatively high assets per investment professional—and maintains centralized investment decision‑making and certain custody arrangements for client and fund assets.
Client services
Financial planning
Portfolio management
Selection of other advisers
Trustee services
Expertise
Active portfolio management
Concentrated stock management
Wealth management
Occupation focus
Founder/Business Owner
Fee options
$0 - $1,000,000: 1.50% annually $1,000,001 - $5,000,000: 1.25% annually $5,000,001 - $25,000,000: 1.00% annually $25,000,001+: Negotiable
Account minimum: $100,000 Minimum fee: Minimum fee may apply in certain instances, specific amount not stated Fee-only: Investment management fees based on assets under management; no commissions mentioned
Main office location
Sicart Associates, LLC
145 E 57 Th Street, 5 Th Floor
New York NY 10022, United States
Number of offices
1
Most active in
Sicart Associates, LLC has reported serving >5 clients in these states in the last 12 months.
California · Florida · New Jersey · New York · Texas · Wisconsin
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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