Shuyi Kong Wealth Management, Inc.

Shuyi Kong Wealth Management, Inc. provides non-discretionary asset management to individual and high‑net‑worth clients, tailoring portfolios to documented goals, time horizons, and risk tolerances. The firm reports managing roughly $47.3 million in client assets across about 153 client relationships.

Investment strategies are developed from client‑provided objectives and an investment policy or risk‑tolerance statement, and may include long‑term and short‑term purchases, trading, and options strategies informed by fundamental, technical, and cyclical analysis. The firm operates on a non‑discretionary basis, obtaining client approval before executing transactions and performing account reviews at least quarterly.

Distinctive features include the fact that essentially all reported assets are managed non‑discretionarily (the brochure lists $0 in discretionary AUM and approximately $47.3 million as non‑discretionary), which differs from many peers that manage more discretionary assets. The firm’s principal also maintains an outside business as an independent insurance agent (approximately 5% of her time) and receives commissions for insurance sales; this outside activity and the firm’s practice of having custodians deduct advisory fees are disclosed in the brochure and addressed through written disclosures and fiduciary procedures.