Shores Edge Financial LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$27,030,000
This total excludes 204 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
7
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
7
Average account size
$3,861,429
About
Shores Edge Financial LLC provides discretionary asset management to individuals, charities and high‑net‑worth clients and also offers sub‑advisory consulting to other investment advisors. Its services include ongoing portfolio management, model construction and maintenance, and providing asset‑allocation signals, research and manager due diligence to advisor clients.
The firm’s investment process combines top‑down technical, fundamental, quantitative and qualitative analysis to construct long‑term asset allocation frameworks while allowing tactical intermediate‑term shifts; it offers standardized models (growth, moderate, balanced, conservative and preservation) rather than individually tailored strategies. Shores Edge employs a range of trading approaches described in its brochure — including charting, cyclical analysis and the use of options and other derivatives in some managed accounts — as part of model implementation.
Noteworthy features include an explicit focus on serving other investment advisors through sub‑advisory model management and signal delivery, a capability that is uncommon among peers. The firm is also in a small minority of independent advisers that use derivatives within separately managed accounts, and it operates with a concentrated client base and asset pool, which shapes how it delivers consulting and model services.
Client services
Portfolio management
Sub-advisory consulting
Expertise
Active portfolio management
Options & derivatives strategies
Tax-loss harvesting
Fee options
up to 2% annually (negotiable)
up to $1,000 per hour (negotiable) for specific services related to sub-advisory consulting
Main office location
Shores Edge Financial LLC
Medina MN, United States
Number of offices
1
Most active in
Shores Edge Financial LLC has reported serving >5 clients in these states in the last 12 months.
Minnesota
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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