Shiraishi Financial Group Advisors logo

Shiraishi Financial Group Advisors

Updated today

Client assets under management

$109,556,401

Clients

458

17% high-net worth

Advisors

6

of 6 employees

Firm type

Team

4-10 advisors or $500M+ in AUM

Clients per advisor

76

High

Average account size

$239,206

About

Shiraishi Financial Group Advisors is a team-based registered investment adviser with six investment professionals managing roughly $110 million for about 450 clients. The firm provides financial planning, one-on-one financial consultation, discretionary portfolio management, third‑party investment advisor referrals, and retirement plan services for individuals, high‑net‑worth clients, trusts, estates, charitable organizations and business entities.

SFGA uses a tactical asset allocation approach and offers several model strategies — including an Active model focused on fixed income positioning, a Seasonal model that increases large‑cap equity exposure during historically favorable months, and a Sector model that rotates between equity and bond sectors — typically implemented through no‑load or load‑waived mutual funds and sub‑accounts of variable insurance products. Its methods include fundamental, technical and cyclical analysis, and most client relationships include ongoing discretionary authority with periodic portfolio reviews.

What is distinctive about the firm relative to many peers are its operational affiliations and retirement plan capabilities: its advisers also act as registered representatives of a broker‑dealer and as licensed insurance agents, the firm directs clients to specified custodians and clearing firms, and it refers clients to third‑party advisors under formal agreements — arrangements the firm discloses as potential conflicts of interest. SFGA also provides both ERISA fiduciary and non‑fiduciary retirement plan services, including participant advice and investment policy support, which is a prominent part of its service mix.

Client services

Financial planning Portfolio management Selection of other advisers

Expertise

General retirement planning Income planning General tax planning Retirement plans for business owners (SEP, solo 401k)

Occupation focus

Founder/Business Owner

Fee options

Fixed

Financial Planning Services: fixed fee from $500 to $10,000; Financial Consultation Services: fixed annual fee from $500 to $10,000

Percentage

$0 - $1,000,000: 2.55% annual fee (Mutual Fund and Non-Commissionable Variable Annuities) $1,000,000+: 1.50% annual fee (Mutual Fund and Non-Commissionable Variable Annuities) $0 - $1,000,000: 1.85% annual fee (Commissionable Variable Annuity and Variable Universal Life Insurance Policies) $1,000,000+: 1.00% annual fee (Commissionable Variable Annuity and Variable Universal Life Insurance Policies)

Commissions

Commission income from implementation of securities and insurance products through IARs acting as Registered Representatives or Insurance Agents; commissions vary and are separate from advisory fees

Other

Account minimum: $50,000 Fee-only: Financial Planning Services: fixed fee ranging from $500 to $10,000; Financial Consultation Services: fixed annual fee ranging from $500 to $10,000 billed quarterly in advance

Main office location

Shiraishi Financial Group Advisors

1357 Kapiolani Blvd, Ste 1140

Honolulu HI 96814, United States

Number of offices

2

Most active in

California · Hawaii · Illinois · Louisiana · Oregon · Texas · Washington

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

John K

Series 66

Honolulu, HI

Shiraishi Financial Group Advisors

John Kim is a financial advisor at Shiraishi Financial Group Advisors in Honolulu, HI, with six years of industry experience. He holds the Series 66 designation and has previously worked at firms including Morgan Stanley and American Savings Bank. Outside of his advisory role, he serves as a specialist educating members of the NEA Retirement Program on financial topics. Shiraishi Financial Group Advisors serves individuals, trusts, estates, charitable organizations, and business entities, offering financial planning, consultation, discretionary portfolio management, and retirement plan services. The firm employs tactical asset allocation and model strategies to manage risk and volatility, using mutual funds and variable insurance products tailored to clients’ objectives.

General retirement planning Income planning General tax planning Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
user avatar

Graham E

Series 63, Series 65

Honolulu, HI

Shiraishi Financial Group Advisors

Graham Enomoto is a financial advisor with Shiraishi Financial Group Advisors, holding Series 63 and Series 65 licenses and bringing 18 years of industry experience. He has worked with Independent Financial Group, J. W. Cole Advisors, and United Planners Financial Services. Outside of advisory work, he is involved in the insurance industry as an agent and holds roles supporting fixed insurance products and application processes. Shiraishi Financial Group Advisors serves individuals, trusts, estates, charitable organizations, and businesses by providing financial planning, consultation, discretionary portfolio management, and retirement plan services. The firm employs tactical asset allocation and model strategies to manage risk and volatility, constructing portfolios primarily from no-load or load-waived mutual funds and variable insurance sub-accounts with discretionary authority tailored to client objectives.

General retirement planning Income planning General tax planning Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
user avatar

Grant A

CFP®, CFA®, Series 66

Honolulu, HI

Shiraishi Financial Group Advisors

Grant Arita is a financial advisor at Shiraishi Financial Group Advisors in Honolulu, HI, holding CFP® and CFA® designations with 13 years of industry experience. He has worked at Shiraishi Financial Group Advisors since 2014 and previously at United Planners' Financial Services and Independent Financial Group, LLC. Outside of his advisory role, he serves as grantor and trustee of a personal joint trust. Shiraishi Financial Group Advisors serves individuals, trusts, estates, charitable organizations, and business entities, offering financial planning, discretionary portfolio management, and retirement plan services. The firm employs tactical asset allocation and model strategies that adjust among bond funds, large-cap equity funds, and cash equivalents to manage risk and volatility.

General retirement planning Income planning General tax planning Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
user avatar

Herbert S

Series 63, Series 65

Honolulu, HI

Shiraishi Financial Group Advisors

Herbert Shiraishi is a financial advisor with Shiraishi Financial Group Advisors in Honolulu, HI, holding Series 63 and Series 65 credentials and over 37 years of industry experience. He has been with Shiraishi Financial Group Advisors since 2013 and is also the owner of SFG, Ltd., a Hawaii-licensed insurance agency. Outside of his advisory work, he volunteers with YoungLife Oahu. Shiraishi Financial Group Advisors serves individuals, trusts, estates, charitable organizations, and businesses by providing financial planning, consultation, discretionary portfolio management, and retirement plan services. The firm employs tactical asset allocation and model strategies focused on managing risk and volatility through active, seasonal, and sector models, typically using no-load or load-waived mutual funds and variable insurance product sub-accounts.

General retirement planning Income planning General tax planning Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
user avatar

Jason W

Series 63, Series 65

Honolulu, HI

Shiraishi Financial Group Advisors

Jason Wong is a financial advisor with Shiraishi Financial Group Advisors in Honolulu, HI, holding Series 63 and Series 65 licenses and possessing 28 years of industry experience. He has been associated with Shiraishi Financial Group Advisors since 2013 and has also served with Independent Financial Group, LLC and United Planners' Financial Services. In addition to his advisory role, Wong is a Hawaii-licensed insurance agent offering disability, life, and long-term care insurance. Shiraishi Financial Group Advisors serves individuals, trusts, estates, charitable organizations, and business entities by providing financial planning, discretionary portfolio management, and retirement plan services. The firm employs tactical asset allocation and model strategies that adjust among bond funds, large-cap equity funds, and cash equivalents to manage risk and volatility, using primarily no-load or load-waived mutual funds and sub-accounts of variable insurance products.

General retirement planning Income planning General tax planning Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
user avatar

Kendall K

Series 63, Series 65

Honolulu, HI

Shiraishi Financial Group Advisors

Kendall Kakugawa is a financial advisor with Shiraishi Financial Group Advisors in Honolulu, HI, holding Series 63 and Series 65 licenses and bringing 18 years of industry experience. He has worked with several firms including United Planners' Financial Services and Independent Financial Group. Outside of his advisory role, he serves as a deacon and treasurer on the board of Leeward Community Church. Shiraishi Financial Group Advisors serves individuals, trusts, estates, charitable organizations, and business entities, offering financial planning, portfolio management, and retirement plan services. The firm employs tactical asset allocation and model strategies to manage risk and volatility, using no-load or load-waived mutual funds and tailored discretionary management.

General retirement planning Income planning General tax planning Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
Warmer team member

Not sure where to start?

We'll help you think it through – whether you ultimately need an advisor or not.

Call (201) 292-4557

Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.

By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. ("Warmer")