SHFP, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$88,892,000
Clients
25
80% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
25
TypicalAverage account size
$3,555,680
About
The firm provides fee-only investment advisory and financial planning services to individuals, high‑net‑worth clients, and business entities, managing roughly $88.9 million for about 25 clients. It offers ongoing portfolio management as well as standalone financial planning and consulting engagements.
The firm generally implements investment advice on a non‑discretionary basis, requiring client approval before executing trades, and primarily allocates among individual equities, fixed income, mutual funds and ETFs. Its investment process combines fundamental, technical and cyclical analysis and employs long‑term, short‑term and trading strategies tailored to client objectives.
Noteworthy features include a primarily non‑discretionary asset base—an uncommon model among independent advisers—and a long‑standing, certification‑based relationship with Dimensional Fund Advisors (DFA), whose mutual funds and ETFs comprise a majority of the firm’s investment choices. The firm also relies on a single custodial platform that provides operational and research support, does not vote client proxies, and maintains a relatively small client roster given its assets under management.
Client services
Financial planning
Portfolio management
Expertise
Retirement income strategy
General estate planning guidance
Cash flow / budgeting
Debt management
Fee options
Generally between $1,500 and $4,000 on a fixed fee basis for financial planning and consulting services
$0 - $500,000: 1.00% $500,001 - $1,000,000: 0.75% $1,000,001 - $3,000,000: 0.50% $3,000,001+: 0.33%
$150 per hour for financial planning and consulting services
Account minimum: $700,000 (generally required for investment management services, but may be adjusted) Fee-only: Fee-only basis for investment advisory services and financial planning; no commissions accepted.
Main office location
SHFP, LLC
Bronxville NY, United States
Number of offices
1
Most active in
SHFP, LLC has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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