Sherwood Oak Knoll, LLC

Sherwood Oak Knoll provides advisory services to individual and high-net-worth individual clients, managing roughly $3 million across eight client relationships. The firm offers ongoing portfolio management on a discretionary basis and separate financial planning engagements, and typically documents each client’s goals and constraints in an Investment Policy Statement while focusing investments on mutual funds, equities, and ETFs.

The firm’s investment process combines multiple methods of analysis—charting, cyclical, fundamental, quantitative, and technical—and implements both long‑term and short‑term trading strategies, generally operating with discretionary trading authority. Accounts are reviewed at least quarterly, while financial planning is typically delivered as a one‑time plan with additional services available on request.

Compared with many peers, Sherwood Oak Knoll is notable for its small scale (a solo adviser with eight clients) and for the principal’s commodity‑related registrations or applications as a Commodity Pool Operator/Commodity Trading Advisor, which is uncommon for firms of this size. The brochure also discloses that the firm may receive research or similar services from custodians (soft‑dollar benefits) and recommends a specific custodian (Equity Trust Company), factors that can influence broker selection and trade execution; the firm does not participate in wrap programs or accept performance‑based fees.