Sherwood Investments
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$84,000,000
Clients
41
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
41
HighAverage account size
$2,048,780
About
Sherwood Investments provides fee-only, fiduciary financial planning and investment management to individuals as well as pension and profit-sharing plans, trusts, estates, charitable organizations and small businesses. Services include goal setting, cash-flow and tax-aware planning, retirement and estate planning, and ongoing portfolio management and implementation.
The firm emphasizes strategic asset allocation and typically builds portfolios with mutual funds, ETFs and individual bonds, managing client accounts on a discretionary basis and executing trades through an institutional custodian. It offers ongoing reviews, retirement-plan rollover guidance, and will accept written, client-imposed investment restrictions.
Distinctive features include a relatively small client roster (about 41 clients) supporting roughly $84 million in assets under management and an expressed intent to limit the practice to around 50 clients, concentrating advisor attention per client. The practice is long-established (founded in 1996), operates as a fee-only fiduciary with active continuing education and professional affiliations (including membership in a fee-only advisors organization), participates in an institutional custodian program, and has a formal continuity/succession arrangement with a third party.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Cash flow / budgeting
Occupation focus
Self-Employed
Fee options
$0 - $250,000: 1.50% $250,000 - $500,000: 1.25% $500,000 - $1,000,000: 1.00% $1,000,000 - $2,500,000: 0.90% $2,500,000 - $5,000,000: 0.80% $5,000,000+: 0.70%
Account minimum: No specific minimum stated; varies based on client earning power, future assets, and relationships Minimum fee: $250 per quarter minimum fee (may be waived) Fee-only: Fee-only financial planning and investment management; no commissions accepted
Most active in
Sherwood Investments has reported serving >5 clients in these states in the last 12 months.
Washington
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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