S
Sherpa Capital Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$106,045,726
Clients
158
35% high-net worth
Advisors
1
of 3 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
158
Very HighAverage account size
$671,175
About
Sherpa Capital Management is a registered investment adviser formed in 2025 that manages roughly $107.5 million for about 158 clients, serving individuals (including high‑net‑worth clients), trusts, estates, corporations and participant‑directed retirement plans. The firm offers discretionary and non‑discretionary investment management alongside financial planning services that include life coaching, estate and tax planning and retirement plan consulting.
The firm’s investment approach is rooted in Modern Portfolio Theory and a buy‑and‑hold, passive asset‑class philosophy, typically implemented with no‑load mutual funds, ETFs and conservative fixed‑income securities and guided by written investment policy statements and Monte Carlo analysis. SCM uses model portfolios and delegates day‑to‑day portfolio management to a sub‑advisor (Focus Partners AdvisorSolutions), conducts ongoing monitoring and at least annual reviews, and provides a multi‑step financial planning process from data gathering through implementation and periodic review.
What is distinctive for a firm of this size is its mix of advisory and other industry activities: an affiliated insurance agency that assists clients with Medicare and health‑related benefits and the presence of a registered representative relationship with a broker‑dealer (Osaic Wealth), both of which are disclosed as potential conflicts of interest in the brochure. The firm also relies on third‑party providers (FPAS for sub‑advisory and back‑office services, Schwab for custody and DFA for investment support), arrangements that shape trade execution, custody practices and operational support.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
Wealth management
Passive / index investing
Retirement income strategy
Tax-loss harvesting
Charitable giving tax strategies
Fee options
Financial planning services charged a flat fee of $2,500, half due upon signing and half upon delivery.
$0 - $499,999: 1.25% $500,000 - $999,999: 1.00% $1,000,000 - $2,499,999: 0.90% $2,500,000+: 0.75%
Separate commissions may be received from insurance products sold through affiliated insurance agency; variable annuity residual compensation received by registered representative.
Main office location
Sherpa Capital Management
Jupiter FL, United States
Number of offices
2
Most active in
Sherpa Capital Management has reported serving >5 clients in these states in the last 12 months.
Delaware · Florida · New Hampshire · New Jersey · New York · Pennsylvania
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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