S
Shealy Wealth Advisory LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$17,500,000
Clients
153
0% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
153
Very HighAverage account size
$114,379
About
Shealy Wealth Advisory provides discretionary portfolio management and financial planning to individual clients, including both retail and high-net-worth households. Services include creating written Investment Policy Statements and ongoing monitoring across investments such as mutual funds, equities, fixed income, real estate funds, and private placements.
The firm applies modern portfolio theory and a long-term trading approach, implementing strategies through documented risk tolerances and discretionary trading authority. It uses LPL Financial’s advisory programs (SWM and SWM II) to access a broad universe of funds and securities and requires clients to custody accounts with LPL Financial or MassMutual Ascend.
The brochure discloses several relationships that distinguish the firm from many peers: it acts as a portfolio manager within an LPL-sponsored wrap fee program, a firm principal is an independent licensed insurance agent and agency owner, and the firm is affiliated with a private placement vehicle (Shealy Lampp LLC) that may be recommended to suitable clients. These affiliations are noted as potential conflicts of interest in the brochure, and the firm states clients are not required to participate; it also discloses operational practices such as required custodians and a policy of not aggregating client trades.
Client services
Financial planning
Portfolio management
Expertise
Private / alternative investments
Real estate investing
Wealth management
Fee options
Financial planning fixed fee of $5,000
1.50% annually
$100 per hour for financial planning
Fee-only: Financial planning fees: fixed fee $5,000 or hourly fee $100 per hour
Main office location
Shealy Wealth Advisory LLC
4600 North Dixie Highway
Boca Raton FL 33431, United States
Number of offices
1
Most active in
Shealy Wealth Advisory LLC has reported serving >5 clients in these states in the last 12 months.
Arizona · Florida · Georgia · New Jersey · Pennsylvania · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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