S
Shealy / Pinnacle Advisors, Ltd.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Clients per advisor
0
Average account size
—
About
Shealy/Pinnacle Advisors Ltd. serves retirement plans, trustees, trusts, corporations and other institutional or trust-related clients by offering wealth and trust management programs, retirement plan consulting, and independent manager selection. The firm operates as a co‑advisor with an SEC‑registered investment adviser for investment implementation and does not itself exercise day‑to‑day discretionary management or custody of client assets.
Investment implementation and model management are performed by the co‑advisor and by unaffiliated independent managers the firm may select, with the firm providing asset tracking, performance reporting and ongoing monitoring of allocation and manager performance. For retirement plans the firm offers both fiduciary consulting services (consistent with ERISA Section 3(21) advisory duties) and non‑fiduciary participant education, and it discloses the ability to provide full 3(38) investment manager services if specifically contracted.
Noteworthy aspects include an affiliation with a CPA practice via the firm’s owner and related disclosure that the adviser may recommend or coordinate with other licensed professionals for implementation, an arrangement that is uncommon among peers. The firm is small in scale—single supervised person and no direct assets under its control—and relies on its co‑advisory relationship and selection of independent managers to serve institutional and trust clients.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Expertise
Equity compensation tax strategy
Tax-loss harvesting
Business succession planning
Charitable giving & philanthropy
Retirement plans for business owners (SEP, solo 401k)
Occupation focus
Founder/Business Owner
Executive
Demographic focus
Mid-Career Professionals
Approaching retirement
Intergenerational Families
Fee options
$250,000 - $1,000,000: varies by Wealth Management Program (e.g., Compass, Ascent) $1,000,000 - $1,800,000: Core Wealth Management Program fee (specific rate not stated) $1,800,000+: Enhanced Wealth Management Program fee (specific rate not stated) Not stated - Not stated: Family Office Wealth Management Program fee (specific rate not stated)
Account minimum: $250,000 Minimum fee: Minimum annual fees vary by program; specific amounts referenced in Pinnacle's ADV Part 2 brochure (not detailed here). Pinnacle may reduce or waive minimum fees at its discretion. Fee-only: Financial planning fees (specific amounts not stated here) are charged and shared between Pinnacle and Co-Advisor.
Main office location
Shealy / Pinnacle Advisors, Ltd.
Tiro OH, United States
Number of offices
1
Most active in
Shealy / Pinnacle Advisors, Ltd. has reported serving >5 clients in these states in the last 12 months.
Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")