Shaw Financial Solutions LLC

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Client assets under management

$101,534,742

Clients

42% high-net worth

Advisors

of 2 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

Typical

Average account size

$1,180,637

About

Shaw Financial Solutions, LLC provides discretionary portfolio management and financial planning to individuals, high-net-worth individuals, and business entities, managing roughly $106 million across about 86 client accounts. The firm tailors programs with written Investment Policy Statements, may use model allocations, and allows client-imposed restrictions when compatible with its services.

The firm’s investment approach emphasizes long-term trading and combines charting, fundamental and technical analysis to construct diversified portfolios using mutual funds, fixed income, real estate funds, equities, ETFs (including precious-metal ETFs), annuities and other securities. It typically seeks discretionary trading authority, documents clients’ risk tolerances in IPSs, and conducts regular monitoring while disclosing the market- and security-specific risks inherent to its recommended investments.

Noteworthy differences from many peers include an affiliation with insurance activities: supervised persons are licensed to sell insurance and may receive commissions for insurance and annuity products, a conflict the firm discloses and documents and for which clients are informed they may purchase products elsewhere. The firm’s principal also operates a personal investment vehicle focused on passive real estate and business investments, and Shaw Financial requires use of custodians through Schwab Institutional or Interactive Brokers, which provides access to institutional research and services the firm may consider when selecting brokers.

Client services

Financial planning Portfolio management

Expertise

Wealth management Real estate investing Annuities

Occupation focus

Executive Founder/Business Owner

Fee options

Fixed

Financial planning fixed fees negotiated between $750 and $3,000.

Percentage

$0 - $99,999: 1.75% $100,000 - $249,999: 1.50% $250,000 - $499,999: 1.35% $500,000 - $999,999: 1.25% $1,000,000+: 1.00%

Commissions

Advisors accept commissions for sale of investment products; commissions are not primary source of compensation and advisory fees are not reduced by commissions.

Main office location

Shaw Financial Solutions LLC

2121 Ponce De Leon Blvd, Ste 405

Coral Gables FL 33134, United States

Number of offices

Most active in

Florida · Texas

Disclosures

Business activities & affiliations

Is active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Is not active or affiliated with:

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

305-443-1706

Advisors at this firm

Lawrence S

Series 66

Coral Gables, FL

Shaw Financial Solutions LLC

Lawrence Shaw is a financial advisor at Shaw Financial Solutions LLC with 22 years of industry experience. He holds a Series 66 designation and has worked at Insight Securities, I. since 2009, Precise Investment Management, Inc. from 2022 to 2024, and Shaw Financial Solutions since 2023. Shaw is a member and partner of Andraste Partners LLC, an entity used to facilitate brokerage office expenses. Shaw Financial Solutions LLC provides portfolio management and financial planning primarily to individual clients, including high-net-worth individuals, as well as corporations and business entities. The firm employs a combination of charting, fundamental and technical analysis to manage discretionary portfolios across various asset classes, including mutual funds, ETFs, fixed income, real estate funds, and insurance products.

Wealth management Real estate investing Annuities Executive Founder/Business Owner

Jennifer T

CFP®, Series 66

Coral Gables, FL

Shaw Financial Solutions LLC

Jennifer Taub is a CFP® with 21 years of industry experience. She is currently with Shaw Financial Solutions LLC and previously worked at Precise Investment Management, Inc. and Insight Securities, Inc. Shaw Financial Solutions LLC provides portfolio management and financial planning primarily to individual clients, including high-net-worth individuals, as well as corporations and business entities. The firm combines charting, fundamental and technical analysis, generally pursuing long-term trading and model allocations across various asset classes, managing accounts mostly on a discretionary basis.

Wealth management Real estate investing Annuities Executive Founder/Business Owner

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