S
Shapiro Asset Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$49,631,000
Total clients
31
55% high-net worth
Total advisors
1
Firm size
Independent
1 advisor
Average clients per advisor
31
Average account size
$1,601,000
About
Shapiro Asset Management provides discretionary investment management and financial planning to individuals, high-net-worth clients, trusts, estates and business clients. Portfolios are constructed using exchange-traded funds, individual stocks and bonds and may also include mutual funds, U.S. government bonds and cash.
The firm's investment approach is primarily long-term with a focus on mid- and large-cap equities, using fundamental filters and technical analysis to select securities while managing risk through asset allocation and diversification. It rebalances and may execute shorter-term trades to harvest gains or meet client cash needs, relying on third-party research, company reports and public financial media.
Managing roughly $50 million for about 30 clients, the firm offers portfolio management to business and other institutional clients — a service that is less common among similar independent advisors. The firm operates on a fee-only basis, does not accept custody or participate in soft-dollar arrangements, and the principal typically co-invests by purchasing the same equities contemporaneously with client accounts.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
Active portfolio management
Fee options
0.80% to 1.5% annually (negotiable based on size and complexity)
Up to $300 per hour for consultation
Account minimum: $400,000 Fee-only: Investment advisory fees as a percentage of assets under management, charged quarterly in arrears.
Main office location
Shapiro Asset Management, LLC
Denville NJ, United States
Number of offices
1
Most active in
Shapiro Asset Management, LLC has reported serving >5 clients in these states in the last 12 months.
New Jersey
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")