S
Shai Weinbaum Investment Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$218,867
Total clients
6
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
6
Average account size
$36,478
About
The firm provides discretionary investment management to individuals, high‑net‑worth clients, and small businesses, with most current accounts held by individual clients. It manages approximately $421,000 across six client accounts and customizes portfolios to fit each client’s objectives.
Investment decisions follow a bottom‑up, fundamental analysis focused on intrinsic value and long‑term (five‑year plus) outperformance relative to broad market indices. The adviser conducts all research in‑house, does not use margin, debt, or derivatives, and explicitly avoids technical or cyclical analysis, treating permanent loss of capital rather than short‑term volatility as the primary risk.
Noteworthy operational features include acceptance of only discretionary accounts while not maintaining custody of client assets or automatically debiting fees; clients are expected to provide custodian access and pay fees directly, and the firm requires a separate advisor login to custodial portals to exercise trading authority. The adviser also discloses that a majority of their liquid personal assets are invested in a manner similar to client portfolios and recommends Charles Schwab as a custodian without receiving referral compensation.
Client services
Portfolio management
Expertise
Active portfolio management
Fee options
1% per year, payable quarterly at 0.25% per quarter based on quarter-end balance
Account minimum: $10,000
Main office location
Shai Weinbaum Investment Management
Suquamish WA, United States
Number of offices
1
Most active in
Shai Weinbaum Investment Management has reported serving >5 clients in these states in the last 12 months.
Washington
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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