Shadowbrook Private Wealth LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$56,895,932
Clients
35
80% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
35
TypicalAverage account size
$1,625,598
About
Shadowbrook Private Wealth LLC provides discretionary investment management and comprehensive wealth planning to individuals, high‑net‑worth clients, trusts and estates. Its services include portfolio construction and ongoing monitoring, financial planning, and advice on retirement account decisions.
The firm typically builds customized, primarily long‑term portfolios using ETFs, mutual funds and individual securities, and may incorporate bonds, options, private investments and cryptocurrency holdings when appropriate. Shadowbrook operates with discretionary authority, continuous personal contact, and periodic reviews to align allocations with each client’s goals, risk tolerance and tax considerations.
As a small, recently established advisory practice managing roughly $57 million across a compact client base, Shadowbrook presents a higher advisor‑to‑client ratio than many peers. The firm’s principal holds CFP and CIMA credentials plus an MBA and has prior industry experience at large firms, and the advisor participates on an institutional custodian platform that provides technology and support.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
College savings (529s, UTMA, etc.)
Cash flow / budgeting
Tax-loss harvesting
Active portfolio management
Fee options
$0 - $999,999: 1.45% $1,000,000 - $2,499,999: 1.20% $2,500,000 - $4,999,999: 1.10% $5,000,000 - $7,999,999: 1.00% $8,000,000 - $9,999,999: 0.85% $10,000,000+: 0.55%
Account minimum: $500,000 Fee-only: Wealth management fees ranging from 0.55% to 1.45% annually based on tiered AUM schedule
Main office location
Shadowbrook Private Wealth LLC
Sugar Hill GA, United States
Number of offices
1
Most active in
Shadowbrook Private Wealth LLC has reported serving >5 clients in these states in the last 12 months.
Georgia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")