Shadow Wealth Management, LLC

Shadow Wealth Management, LLC provides discretionary and non-discretionary investment management and related advisory services to individual clients, including high-net-worth individuals. The firm constructs customized portfolios using a range of instruments such as individual equities and bonds, mutual funds and ETFs, and may incorporate alternatives, options, margin positions and short sales when appropriate; it does not offer stand‑alone financial planning for a separate fee.

The firm’s investment process combines fundamental, technical, cyclical and behavioral analysis and generally follows a long‑term orientation while allowing shorter‑term trading for rebalancing or tactical opportunities. Clients work directly with the firm’s advisory personnel to set objectives, risk tolerances and reasonable investment restrictions, and portfolios may include concentrated positions or cash hedges based on client goals and market conditions.

Distinctive features disclosed in the brochure include that the firm’s advisory person also maintains broker‑dealer registration and insurance licenses and may offer brokerage or commission‑based insurance products in a separate capacity, a potential conflict addressed by firm policies. The firm also discloses custodial access credentials (subject to an annual surprise custody exam) and a willingness to implement private placements, alternative strategies, options and leverage — capabilities that are less common among similarly sized independent advisory firms.