S
SG Financial Group, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$2,587,634
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
6
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
6
Average account size
$431,272
About
SG Financial Group, LLC provides ongoing portfolio management and investment advisory services to individual clients, preparing written Investment Policy Statements and offering initial portfolio reviews, analysis, and construction as well as referrals to third‑party advisers. The firm serves a very small client base and reports approximately $1.5 million in assets under management, all held on a non‑discretionary basis with custody at major custodians.
The firm’s investment approach combines fundamental analysis, modern portfolio theory, and technical analysis to build long‑term portfolios using mutual funds, ETFs, equities, and fixed‑income securities, with quarterly reviews of client accounts. SFGL does not accept performance‑based fees and generally implements recommendations with client authorization rather than exercising trading discretion.
Distinctive elements in the brochure include an affiliation with an estate‑planning law practice (SG & Associates, LLC) and disclosure that the managing member also works as a licensed insurance agent and drafts estate planning documents, with the attorney practicing roughly 30–40 hours per month during trading hours. The combination of an affiliated law practice, outside insurance activities, a strictly non‑discretionary advisory model, and a one‑advisor, four‑client structure is uncommon among independent advisory firms.
Client services
Portfolio management
Selection of other advisers
Initial portfolio review, analysis and construction
Initial portfolio review, analysis and construction
Expertise
Wealth management
Fee options
$500 one-time fixed fee for initial portfolio review, analysis and construction
1.40% annually
Minimum fee: $250 per year for accounts with less than $100,000 in assets under management
Main office location
SG Financial Group, LLC
Henderson NV, United States
Number of offices
1
Most active in
SG Financial Group, LLC has reported serving >5 clients in these states in the last 12 months.
Nevada
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")