Sewickley Financial LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$12,912,852
Clients
15
53% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
15
LowAverage account size
$860,857
About
Sewickley Financial LLC provides discretionary portfolio management and financial planning to individual and high‑net‑worth clients, using asset‑based fees that are common among independent advisers. As a small boutique adviser managing about $12.9 million for roughly 15 client relationships, the firm states an account minimum of $1,000,000 (which it may waive) and also offers hourly project work such as portfolio analysis and financial planning.
The firm employs a mix of fundamental, cyclical, quantitative analysis and modern portfolio theory to build tailored investment programs, typically emphasizing U.S. equities (primarily S&P 500 exposure) while supplementing portfolios with ETFs (including precious‑metals ETFs), TIPS, fixed income, and non‑U.S. exposure via funds. Sewickley Financial commonly uses model portfolios, seeks discretionary trading authority, and emphasizes back‑testing and risk‑adjusted analysis, favoring long‑term strategies with only occasional short‑term trades.
Several operational features distinguish the firm from many peers: it requires clients to use a specific custodian (the brochure states a preference for Charles Schwab) and does not aggregate trades across client accounts, a practice the firm notes can lead to less favorable pricing in some conditions. The brochure also discloses that the firm receives no soft‑dollar benefits or outside sales compensation, does not participate in wrap fee programs, and documents personal trading to address potential conflicts of interest.
Client services
Financial planning
Portfolio management
Expertise
Passive / index investing
Wealth management
Fee options
$0 - $4,999,999: 1.50% $5,000,000 - $9,999,999: 1.00% $10,000,000+: 0.75%
$200 per hour for financial planning and portfolio analysis services, fees negotiable
Account minimum: $1,000,000
Main office location
Sewickley Financial LLC
415 Beaver Street, Suite 205
Sewickley PA 15143, United States
Number of offices
1
Most active in
Sewickley Financial LLC has reported serving >5 clients in these states in the last 12 months.
Pennsylvania
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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