Settanni Financial LLC logo

Settanni Financial LLC

Updated today

Client assets under management

$335,653,103

Clients

155

32% high-net worth

Advisors

4

of 4 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

39

Low

Average account size

$2,165,504

About

Settanni Financial serves individuals (including high-net-worth clients), trusts, estates, charitable organizations, businesses and retirement plans. The four-advisor team manages roughly $397 million across about 155 client relationships and provides discretionary portfolio management, financial planning, retirement plan advisory (including 3(21)/3(38) services), and broader wealth-management services.

The firm generally pursues long-term strategies guided by fundamental and cyclical analysis and builds diversified portfolios using mutual funds, ETFs, individual equities and fixed income, with occasional use of options, private equity and independent managers. Client engagements begin with a risk-tolerance assessment and asset-allocation plan, followed by ongoing monitoring, rebalancing and discretionary implementation tailored to each client’s objectives.

What is noteworthy about Settanni Financial is its integration with an affiliated tax and accounting practice, which can lead to coordinated tax and accounting advice alongside investment services and is disclosed as a potential conflict of interest. The firm is also affiliated with a pooled investment vehicle and related management entities; it may offer qualified clients access to that fund but discloses the affiliation, conducts due diligence before recommending it, and does not collect its regular advisory fee on assets invested in the fund.

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers

Expertise

Options & derivatives strategies Private / alternative investments

Fee options

Fixed

Fixed annual consulting fee engagements up to $120,000 per year, billed monthly in arrears.

Percentage

$0 - $500,000: 2.00% annually $500,001 - $1,000,000: 1.75% annually $1,000,001 - $3,000,000: 1.50% annually $3,000,001 - $10,000,000: 1.25% annually $10,000,001 - $50,000,000: 1.00% annually $50,000,001 - $100,000,000: 0.75% annually

Project-based

Hourly financial planning fees up to $500 per hour.

Other

Account minimum: $1,000,000 (can be waived at sole discretion of Settanni Financial) Fee-only: Investment advisory fees based on asset tiers as above; hourly financial planning fees up to $500 per hour; fixed annual consulting fees up to $120,000 per year.

Main office location

Settanni Financial LLC

84 Business Park Drive, Suite 302

Armonk NY 10504, United States

Number of offices

2

Most active in

Connecticut · Florida · New York

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Michael C

Series 66

Armonk, NY

Settanni Financial LLC

Michael Capuano is a financial advisor with Settanni Financial LLC, holding a Series 66 designation and four years of industry experience. His prior roles include positions at Purshe Kaplan Sterling Investments, The Prudential Insurance Company of America, Pruco Securities, LLC, and Citibank N.A. He is also involved in providing fixed insurance advice through an independent insurance agency. Settanni Financial is a four-advisor team managing approximately $397 million for individuals, trusts, estates, charitable organizations, businesses, and retirement plans. The firm employs long-term investment strategies based on fundamental and cyclical analysis, offering diversified portfolios and integrated wealth-management services alongside affiliated tax and accounting practices.

Options & derivatives strategies Private / alternative investments
user avatar

Donato S

Series 63

Armonk, NY

Settanni Financial LLC

Donato Settanni is a financial advisor with Settanni Financial LLC, holding a Series 63 designation and 29 years of industry experience. His career includes roles at Purshe Kaplan Sterling Investments, Sutton Place Investors, Cetera Investment Advisers LLC, and Cetera Financial Specialists LLC. Outside of advising, he is involved in several nonprofit and community organizations, serving as president of Special Kids of New York and holding trustee positions with the Oakland Cemetery Association and St. Patrick's Church, among others. Settanni Financial serves individuals, trusts, estates, charitable organizations, businesses, and retirement plans. The firm’s four-advisor team manages approximately $397 million across 155 client relationships, employing long-term investment strategies with diversified portfolios tailored through risk assessments and ongoing monitoring. The firm integrates tax and accounting services alongside investment management through an affiliated practice.

Options & derivatives strategies Private / alternative investments
user avatar

David S

CFA®, Series 66

Armonk, NY

Settanni Financial LLC

David Settanni is a CFA® charterholder and Series 66 licensee with 10 years of industry experience. He is a principal at Settanni Financial LLC and has held roles at DVS Capital Partners GP, LLC, Purshe Kaplan Sterling Investments, and Cetera Investment Advisers. Outside of his advisory work, Settanni serves as a volunteer firefighter with the Greenwich Fire Department and is a board member of the nonprofit Special Kids of NY. Settanni Financial LLC serves individuals, trusts, estates, charitable organizations, businesses, and retirement plans. The firm’s four-advisor team manages approximately $397 million and employs long-term, fundamental, and cyclical analysis to build diversified portfolios tailored to clients’ risk tolerance and objectives.

Options & derivatives strategies Private / alternative investments
user avatar

Vito C

Series 66

Armonk, NY

Settanni Financial LLC

Vito Collacuro is a financial advisor with Settanni Financial LLC in Armonk, NY, holding a Series 66 designation and having 10 years of industry experience. Prior to joining Settanni Financial in 2018, he worked at Cetera from 2014 to 2018. In addition to his advisory role, he works as a tax preparer for Settanni CPA, an affiliated accounting practice. Settanni Financial LLC serves individuals, trusts, estates, charitable organizations, businesses, and retirement plans, managing approximately $397 million across 155 client relationships. The firm employs a long-term investment approach with diversified portfolios and integrates tax and accounting advice through its affiliated practice.

Options & derivatives strategies Private / alternative investments
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