Serenity Capital Advisors Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$63,704,683
This total excludes 3 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
45
58% high-net worth
Advisors
1
of 4 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
45
TypicalAverage account size
$1,415,660
About
Serenity Capital Advisors provides wealth management and financial planning to individuals (including high‑net‑worth clients), trusts, estates, corporations and retirement plans. Services include discretionary portfolio management, standalone financial planning, and retirement-plan advisory work intended to assist plan sponsors with ERISA fiduciary duties.
The firm builds customized, household-level asset allocations and implements them on a discretionary basis with a long‑term orientation while incorporating technical charting alongside fundamental, cyclical and economic analysis. Portfolios are monitored regularly and may be rebalanced or traded for shorter‑term adjustments when client objectives or market conditions warrant, and the firm coordinates with clients’ other professional advisers.
Notable distinctions include a pronounced use of technical/charting analysis as part of its core investment process and an explicit offering of ERISA 3(21) retirement-plan oversight and benchmarking services for plan sponsors. Serenity typically requires a substantive account minimum or minimum fee to establish relationships, directs clients to a designated institutional custodian for custody and fee deduction, and does not accept commissions or performance‑based fees.
Client services
Financial planning
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Fee options
$0 - $1,000,000: 1.50% $1,000,001 - $5,000,000: 1.25% $5,000,001+: 1.00%
Account minimum: $500,000 Minimum fee: $6,750 minimum fee level to establish an investment account Fee-only: Asset-based fees deducted quarterly in advance
Main office location
Serenity Capital Advisors Inc.
145 Sullys Trail, Ste 5
Pittsford NY 14534-2466, United States
Number of offices
1
Most active in
Serenity Capital Advisors Inc. has reported serving >5 clients in these states in the last 12 months.
Florida · New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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