Serendib Capital Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$6,087,502
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
13
23% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
13
Average account size
$468,269
About
The firm provides discretionary asset management and financial planning to individuals, high‑net‑worth clients, trusts, estates and also to corporations or business entities, managing roughly $6.1 million for a small roster of clients. Services include ongoing portfolio management with client‑specific investment programs and standalone financial plans delivered on an hourly basis.
Portfolios are managed on a discretionary basis using a mix of fundamental, technical, charting and cyclical analysis, and the firm permits a range of strategies including long‑ and short‑term positions, options writing, margin trading and the use of leverage. The brochure specifically discloses the firm’s use of derivatives and borrowing within separately managed accounts and describes quarterly portfolio reviews with rebalancing and tax‑loss harvesting when appropriate.
What is distinctive is the combination of a solo‑advisor, small‑asset practice (about a dozen clients and roughly $6.1M AUM) that nevertheless employs less common tools for its peer group—derivatives, margin/borrowing in client accounts, and work for corporate/business clients. The advisor also maintains an outside technology consulting practice and has disclosed receiving insurance‑related external compensation historically, with procedures and disclosures in place to address that conflict; the firm does not routinely vote client proxies.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Tax-loss harvesting
Retirement income strategy
General estate planning guidance
Cash flow / budgeting
Fee options
$0 - $250,000: 1.20% annually $250,001 - $500,000: 1.10% annually $500,001 - $1,000,000: 1.00% annually $1,000,001+: 0.75% annually
$200 per hour for financial planning
Account minimum: $50,000
Main office location
Serendib Capital Management LLC
Coppell TX, United States
Number of offices
1
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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