Sera Capital Management, LLC

Roman Balogh is a financial advisor at Sera Capital Management, LLC with a Series 65 designation and four years of industry experience. He has worked at Sera Capital Management since 2019 and previously spent time at Scharf Investments, LLC. Before his advisory career, he was employed at Starbucks and the University of California Riverside. Sera Capital Management is a team-based registered investment adviser serving individuals, high-net-worth clients, trusts, and select institutional entities with portfolio management and investment consulting. The firm combines fundamental and technical analysis in its investment process and offers access to private-market investments along with specialized services such as 1031 like-kind exchange planning.

Joseph Sera is a financial advisor at Sera Capital Management, LLC with four years of industry experience. He holds a Series 65 designation and has worked with Sera Capital Management since 2019. Outside of his advisory role, he is the president and owner of JTM, Inc., a commercial real estate sales and leasing business. Sera Capital Management is a team-based registered investment adviser serving individuals, high-net-worth clients, trusts, and select institutional entities. The firm offers portfolio management and investment consulting with a focus on both discretionary and non-discretionary management, including specialized services such as 1031 like-kind exchange plans and access to a variety of private market investments.

Carlos Sera is a financial advisor at Sera Capital Management, LLC with 22 years of industry experience. He holds Series 63 and Series 65 designations and previously worked at Chicago Wealth Management, Inc. for 12 years. Sera Capital Management is a team-based registered investment adviser serving individuals, high-net-worth clients, trusts, and select institutional entities with portfolio management and investment consulting. The firm combines fundamental and technical analysis with a buy-and-hold approach, offering access to a range of asset types including private placements and 1031 like-kind exchange plans.

Juan Sera is a financial advisor at Sera Capital Management, LLC in Scottsdale, AZ. He holds a Series 65 designation and began his advisory career in 2025 after a 20-year tenure at Verizon. Prior to joining the firm, he was retired for one year. Sera Capital Management is a team-based registered investment adviser serving individuals, high-net-worth clients, trusts, and select institutional entities. The firm offers portfolio management and investment consulting with access to a range of asset types, including private placements and 1031 like-kind exchange plans, using a combination of fundamental and technical analysis alongside both long-term and alternative investment strategies.

Carl Sera is a financial advisor at Sera Capital Management, LLC in Annapolis, MD, holding a Series 65 designation with 10 years of industry experience. He has been with Sera Capital since 2007. Outside of his advisory role, he is an independent insurance agent licensed to sell life insurance policies on a limited basis. Sera Capital Management is a team-based registered investment adviser serving individuals, high-net-worth clients, trusts, and select institutional entities. The firm offers discretionary and non-discretionary portfolio management and specialized services such as 1031 like-kind exchange plans, with an investment approach that combines fundamental and technical analysis and includes access to private-market investments.