Sequoia Financial, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$20,921,491
Total clients
145
3% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
145
Average account size
$144,286
About
Sequoia Financial works with individual and high‑net‑worth clients to provide financial planning, investment management, and financial consulting. The firm also offers non‑ERISA retirement plan consulting for qualified plans, including participant education and enrollment support.
Portfolios are built around asset allocation and modern portfolio theory, with investment policy parameters and periodic rebalancing to manage risk; the firm provides discretionary management and delivers written plans or consulting deliverables to clients. Investment management is offered through a wrap‑fee platform made available via the Altruist Model Marketplace, and accounts are maintained with a recommended qualified custodian.
Distinctive features disclosed in the brochure include an insurance affiliation — the firm’s principal conducts a licensed insurance business and may receive commissions for insurance sales, a conflict the firm discloses and seeks to mitigate — and a focus on retirement plan consulting for qualified plans, a service that is less common among similar independent advisors. The combination of offering a wrap‑fee model through a third‑party platform, ongoing plan consulting for qualified plans, and the affiliated insurance activity sets the firm apart from many peers.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Expertise
General retirement planning
General tax planning
Wealth management
Concentrated stock management
Long-term care insurance
Fee options
$0 - $999,999: 1.00% $1,000,000 - $1,999,999: 0.75% $2,000,000+: 0.65%
$100/hour for financial planning services
Account minimum: $100,000
Main office location
Sequoia Financial, LLC
204 North Floral Ave, Suite A
Visalia CA 93291, United States
Number of offices
1
Most active in
Sequoia Financial, LLC has reported serving >5 clients in these states in the last 12 months.
California · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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