Sequentis Capital LLC

Updated today

Find your advisor

Client assets under management

$101,535,976

Clients

37% high-net worth

Advisors

of 4 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

Low

Average account size

$1,128,178

About

Sequentis Capital LLC is an SEC-registered investment adviser that manages roughly $101.5 million for about 90 clients through a three-advisor team, focusing on individuals and high-net-worth individuals. The firm offers discretionary portfolio management, financial planning, and 3(21) retirement plan advisory services tailored to client objectives.

Sequentis constructs portfolios using an asset-allocation framework informed by fundamental analysis and risk measures, typically with a long-term orientation but with the flexibility to adjust exposures or trade shorter term as market conditions warrant. Portfolios may include U.S. and global equities, fixed income, ETFs, commodities, options and mutual funds, and the firm generally implements accounts through an institutional relationship with a qualified custodian.

A distinctive feature disclosed in the brochure is that certain supervised persons are also licensed insurance professionals who may sell insurance products for separate commission compensation, which the firm identifies as a potential conflict of interest and discloses to clients. The brochure also notes that one senior team member devotes a regular portion of time to insurance activities and reiterates that clients are under no obligation to purchase insurance through the firm.

Client services

Financial planning Portfolio management Pension consulting

Expertise

Active portfolio management Options & derivatives strategies Real estate investing

Fee options

Fixed

Financial planning fixed fees range from $300 to $25,000

Percentage

0.18% to 1.50% annually (negotiable, based on complexity, asset level, relationship)

Commissions

Certain advisory persons licensed insurance professionals earn commissions from insurance sales, separate from advisory fees

Project-based

Financial planning hourly rate $100 to $300

Other

Account minimum: $1,000,000 Fee-only: Investment Management fees on AUM; Financial Planning fees hourly ($100-$300/hour) or fixed fee ($300-$25,000)

Main office location

Sequentis Capital LLC

One Boston Place, 201 Washington St 26 Th Floor

Boston MA 02108, United States

Number of offices

Most active in

Massachusetts

Disclosures

Business activities & affiliations

Is active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Is not active or affiliated with:

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

LinkedIn Instagram Website (617) 419-7133

Advisors at this firm

Patrick D

ChFC®, Series 63

Boston, MA

Sequentis Capital LLC

Patrick Davis is a financial advisor at Sequentis Capital LLC with 12 years of industry experience. He holds the ChFC® designation and Series 63 license. Prior to joining Sequentis Capital in 2023, he worked at Integrated Wealth Concepts LLC and M3 Advisory Group, LLC. In addition to advisory services, he engages in fixed insurance sales for a few hours each week. Sequentis Capital provides discretionary investment management, financial planning, and retirement-plan advisory services to individuals, high-net-worth clients, family offices, trusts, foundations, and endowments. The firm combines strategic asset allocation and fundamental analysis with ongoing risk monitoring to construct diversified portfolios tailored to long-term and tactical market conditions.

Active portfolio management Options & derivatives strategies Real estate investing

Charles B

Series 63, Series 66

Boston, MA

Sequentis Capital LLC

Charles Butler III is a financial advisor at Sequentis Capital LLC in Boston, MA, holding Series 63 and Series 66 licenses with 25 years of industry experience. His prior roles include positions at Vision 4 Fund Distributors, LLC, and Advisors Asset Management, Inc., as well as self-employment. Sequentis Capital provides discretionary investment management, financial planning, and retirement-plan advisory services to individuals, high-net-worth clients, family offices, trusts, foundations, and endowments. The firm combines strategic asset allocation and fundamental analysis with ongoing risk monitoring to construct diversified, primarily long-term portfolios, and also offers ERISA-focused services for retirement plans.

Active portfolio management Options & derivatives strategies Real estate investing

Ryan N

Series 66

Boston, MA

Sequentis Capital LLC

Ryan Nagle is a financial advisor at Sequentis Capital LLC in Boston, MA, holding a Series 66 designation with 14 years of industry experience. He previously worked at Bank of America N.A. and Merrill Lynch, Pierce, Fenner and Smith Incorporated from 2012 to 2018 before joining Sequentis Capital in 2018. Sequentis Capital offers discretionary investment management, financial planning, and retirement-plan advisory services to individuals, high-net-worth clients, family offices, trusts, foundations, and endowments. The firm applies a combination of strategic asset allocation, fundamental analysis, and risk monitoring to construct diversified portfolios, and also provides ERISA-focused services and written financial plans.

Active portfolio management Options & derivatives strategies Real estate investing

Not sure where to start?

We'll help you think it through – whether you ultimately need an advisor or not.

Call (201) 292-4557

Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.

By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev

Find the right match for you

Answer a few quick questions and we'll tailor results to your goals, so you can hire smarter.

Find your advisor

A smarter way to hire an advisor

Compare and choose confidently

Warmer combines best-in-class advisor data with guidance to help you clarify what you need, understand why an advisor may—or may not—fit, and move forward with confidence.

How Warmer works

Thoughtfully vetted, clearly explained

We review rigorously and transparently

Get to know your advisors' credentials, disciplinary history, specialization, client fit, and communication style. We're selective about who we recommend—and tell you why we think someone fits your situation.

Our methodology

Always free and always on your side

Free. Confidence that lasts

We help you book free consultations with your matches. You only pay an advisor if you decide to hire them. And our support doesn't end with an introduction—we're here to make sure the relationship works for you—and if not, to navigate next steps with clarity.

Our ongoing support