Sentinel Asset Management, LLC logo

Sentinel Asset Management, LLC

Updated today

Client assets under management

$63,243,905

Clients

495

0% high-net worth

Advisors

6

of 14 employees

Firm type

Team

4-10 advisors or $500M+ in AUM

Clients per advisor

83

High

Average account size

$127,765

About

Sentinel Asset Management, LLC serves individual and high‑net‑worth clients through a six‑advisor team, providing comprehensive financial planning and discretionary portfolio management to roughly 495 client relationships. Services include tailored financial planning across cash flow, tax planning, insurance, portfolio risk management and intergenerational wealth transfer, with implementation performed either directly or through selected third‑party sub‑advisors.

The firm’s investment process uses a mosaic research approach that incorporates fundamental, technical and cyclical analysis drawing on public filings, market data and ongoing due diligence, and client portfolios are monitored continuously with formal quarterly reviews. For clients with more complex needs Sentinel selects and oversees third‑party managers, evaluating their registration, performance and operational capabilities as part of initial and ongoing due diligence.

Sentinel provides complimentary educational seminars and workshops to existing and prospective clients, a service that is less common among peer team firms and is limited to general investment education rather than individualized recommendations. The firm also discloses an ownership interest in an affiliated insurance agency and notes that any insurance or annuity recommendations (and associated commissions) are separate from advisory services and are subject to conflict disclosures and mitigation; Sentinel further states it does not receive compensation from the sub‑advisors it recommends.

Client services

Financial planning Portfolio management Educational seminars or workshops

Expertise

Wealth management General tax planning

Fee options

Fixed

Up to $5,000 fixed fee for financial planning

Percentage

2% annually

Project-based

Up to $250 per hour

Other

Account minimum: $50,000 Minimum fee: $35 per account annually for technology and reporting fee

Main office location

Sentinel Asset Management, LLC

1062 Barnes Road, Suite 202

Wallingford CT 06492, United States

Number of offices

3

Most active in

Connecticut · Maryland · Pennsylvania · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Thomas A

Series 63, Series 65, Series 66

Maple Lawn, MD

Sentinel Asset Management, LLC

Thomas Arnold is a financial advisor at Sentinel Asset Management, LLC with 12 years of industry experience. He holds Series 63, Series 65, and Series 66 licenses. His prior experience includes roles at Eagle Strategies LLC, New York Life Insurance Company, and NYLife Securities LLC. Sentinel Asset Management serves individual and high-net-worth clients by providing comprehensive financial planning and customized discretionary portfolio management. The firm employs a mosaic research approach combining fundamental, technical, and cyclical analysis, and offers educational seminars focused on general investment topics.

Wealth management General tax planning
user avatar

Elizabeth M

Series 66

Wallingford, CT

Sentinel Asset Management, LLC

Elizabeth Manteau is a financial advisor at Sentinel Asset Management, LLC with 14 years of industry experience. She holds a Series 66 designation and has previously worked at Santander Securities, LLC and Lincoln Investment Planning, LLC. Sentinel Asset Management serves individual and high-net-worth clients by providing comprehensive financial planning and customized discretionary portfolio management. The firm uses a mosaic research approach combining fundamental, technical, and cyclical analysis, and offers educational seminars alongside tailored investment strategies.

Wealth management General tax planning
user avatar

William W

CFP®, ChFC®, Series 63, Series 66

Westport, CT

Sentinel Asset Management, LLC

William Warner is a CFP® and ChFC® with 30 years of industry experience. He has worked at Sentinel Asset Management, LLC since 2019 and previously spent 19 years at LPL Financial. In addition to his advisory role, he teaches seminars on financial products through Warner Financial Group, Inc., where he is also involved in insurance services. Sentinel Asset Management serves individual and high-net-worth clients by providing comprehensive financial planning and customized discretionary portfolio management. The firm employs a mosaic research approach combining fundamental, technical, and cyclical analysis, and offers educational seminars focused on general investment education.

Wealth management General tax planning
user avatar

Ann W

Series 65

Westport, CT

Sentinel Asset Management, LLC

Ann Warner is a financial advisor at Sentinel Asset Management, LLC with three years of industry experience. She holds a Series 65 designation and has worked at Sentinel since 2022, with prior experience at Cristina Sabatini. Sentinel Asset Management serves individual and high-net-worth clients by providing comprehensive financial planning and customized discretionary portfolio management. The firm employs a mosaic research approach combining fundamental, technical, and cyclical analysis, and offers educational seminars focused on general investment education.

Wealth management General tax planning
user avatar

Rob C

Series 63, Series 66

Westport, CT

Sentinel Asset Management, LLC

Rob Craft is a financial advisor with Sentinel Asset Management, LLC, holding Series 63 and Series 66 licenses and bringing 23 years of industry experience. His prior roles include positions at T. Rowe Price and MetLife Securities. Sentinel Asset Management serves individual and high-net-worth clients, offering comprehensive financial planning and customized, discretionary portfolio management. The firm employs a mosaic research approach combining fundamental, technical, and cyclical analysis, and provides educational seminars focused on general investment topics.

Wealth management General tax planning
user avatar

Andrew S

Series 65, Series 66

Fulton, MD

Sentinel Asset Management, LLC

Andrew Shumate is a financial advisor at Sentinel Asset Management, LLC with two years of industry experience. He holds Series 65 and Series 66 licenses and has previously worked at Edward Jones and Bankers Life. Outside of his advisory role, he is also an independent insurance agent with Granite Insurance, LLC, offering life insurance and annuity products. Sentinel Asset Management serves individual and high-net-worth clients by providing comprehensive financial planning and customized, discretionary portfolio management. The firm employs a mosaic research approach combining fundamental, technical, and cyclical analysis, and offers educational seminars and workshops focused on general investment education.

Wealth management General tax planning
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