Secure Wealth, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$132,000,000
Total clients
221
77% high-net worth
Total advisors
4
of 4 employees
Firm size
Team
4-10 advisors or $500M+ in AUM
Average clients per advisor
55
Average account size
$597,285
About
Secure Wealth, Inc. provides discretionary asset management and portfolio services to individuals (including high‑net‑worth clients), as well as to corporations and charitable organizations. The firm manages client accounts with a specialized emphasis on structured notes and reports approximately $132 million in discretionary assets under management.
The firm’s investment approach focuses on designing and implementing structured notes intended to generate returns with downside protection, relying on analysis of the notes’ underlying stocks and indexes and phased, diversified entry points across underliers and time frames. Secure Wealth uses a blend of fundamental, technical, charting and cyclical analysis (and references Modern Portfolio Theory) and generally operates with discretionary trading authority for client accounts.
Distinctive features include that the firm’s president maintains a separate licensed insurance practice and receives commissions for insurance products, a relationship the brochure discloses as a potential conflict of interest with mitigations in place. Leadership also operates a platform for tracking and allocating callable market income‑linked notes, the firm recently transitioned to SEC registration, and its most recent update notes that seminars and workshops previously offered have been removed.
Client services
Expertise
Occupation focus
Fee options
2% annually (flat fee) based on the value of structured notes, charged monthly at 0.167% of AUM
Account minimum: $250,000
Main office location
Secure Wealth, Inc.
7280 W. Palmetto Park Road, Suite 201 N
Boca Raton FL 33433, United States
Number of offices
4
Most active in
California · Florida · North Carolina
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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