Secure Retirement Financial & Insurance Services Corp.

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Client assets under management

$101,995,843

Clients

211

11% high-net worth

Advisors

of 5 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

High

Average account size

$483,393

About

Secure Retirement Financial & Insurance Services Corp. provides investment advisory and financial planning to individuals, retirement plans, trusts, estates and charitable organizations, managing roughly $102 million in discretionary assets across its client base. Services include ongoing portfolio management, retirement account advice, tailored financial planning and a referral program through which the firm accepts and contracts directly with clients referred by independent advisers.

Investment decisions draw on a mix of fundamental, technical and cyclical analysis and are implemented in actively managed strategies such as a Tactical Allocation portfolio, a Dividend-Focused Income portfolio, and an Innovative Growth portfolio that emphasizes climate-change solutions, the energy transition, sustainable materials and digital infrastructure. Portfolios are selected and tailored to client goals, time horizons and risk tolerance and are reviewed on a regular, continuous basis.

The firm discloses several features that distinguish it from many peers: a supervised person is also registered as a representative of a FINRA-member broker-dealer and the firm is licensed to sell fixed annuities and life insurance, so commissionable insurance and brokerage recommendations are possible and are disclosed as conflicts of interest. The brochure also describes a formal referral fee arrangement with outside advisers and notes a 2020 consent order related to client disbursement and recordkeeping issues, with subsequent implementation of identity-theft and client suitability policies.

Client services

Financial planning Portfolio management Educational seminars or workshops

Expertise

Retirement income strategy Annuities Active portfolio management ESG / Sustainable investing Real estate investing

Fee options

Percentage

$0 - $1,000,000: 1.00% annually $1,000,001+: 0.75% annually

Main office location

Secure Retirement Financial & Insurance Services Corp.

2333. San Ramon Valley Boulevard, Suite 250

San Ramon CA 94583, United States

Number of offices

Most active in

California · Colorado · Louisiana · Michigan · Oregon · Texas

Disclosures

Business activities & affiliations

Is active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Is not active or affiliated with:

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

Website 925-855-4300

Advisors at this firm

Amber J

Series 65

San Ramon, CA

Secure Retirement Financial & Insurance Services Corp.

Amber Jenkins is a Series 65-licensed financial advisor at Secure Retirement Financial & Insurance Services Corp. with two years of industry experience. Her prior work includes roles at Sieva Networks and ongoing service within the Secure Retirement Financial firms since 2017. Secure Retirement Financial & Insurance Services Corp. manages approximately $92.4 million for a range of clients including individuals, pensions, trusts, and charitable organizations. The firm offers actively managed investment strategies tailored to clients’ goals and risk tolerance, with a focus on portfolio management, financial planning, and retirement account advice.

Retirement income strategy Annuities Active portfolio management ESG / Sustainable investing Real estate investing

Richard M

Series 63, Series 65

San Ramon, CA

Secure Retirement Financial & Insurance Services Corp.

Richard Morey is a financial advisor with Secure Retirement Financial & Insurance Services Corp. in San Ramon, CA, holding Series 63 and Series 65 licenses and bringing 23 years of industry experience. He has been with Secure Retirement Financial & Insurance Services Corp. since 2004. In addition to his advisory role, he is a licensed insurance agent offering insurance products such as annuities, long-term care, and life insurance. Secure Retirement Financial & Insurance Services Corp. manages approximately $92.4 million for individuals, pensions, trusts, and charitable organizations, providing portfolio management, financial planning, and retirement account advice. The firm offers actively managed investment strategies tailored to clients’ goals and risk tolerance and operates a referral program for independent advisers.

Retirement income strategy Annuities Active portfolio management ESG / Sustainable investing Real estate investing

Jeffrey W

Series 63, Series 65

San Ramon, CA

Secure Retirement Financial & Insurance Services Corp.

Jeffrey Warren is a financial advisor with Secure Retirement Financial & Insurance Services Corp. in San Ramon, CA, holding Series 63 and Series 65 licenses and bringing 16 years of industry experience. He previously worked at Crown Capital Securities, LP for 11 years and Vanderbilt Securities, LLC for 2 years. His responsibilities include preparing retirement income forecasts, managing client communications, and assisting with Medicare, long-term care, and Social Security planning. Secure Retirement Financial & Insurance Services Corp. manages approximately $92.4 million for individuals, pensions, trusts, and charitable organizations, offering actively managed portfolios tailored to client goals and risk tolerance. The firm provides financial planning, retirement advice, and accepts clients through a formal referral program.

Retirement income strategy Annuities Active portfolio management ESG / Sustainable investing Real estate investing

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