Second Look Financial, LLC.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$335,000
Clients
7
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
7
Very LowAverage account size
$47,857
About
Second Look Financial, LLC serves individual clients by providing portfolio management and financial planning services, reporting roughly $335,000 in regulatory assets under management across seven client relationships. Its Form ADV indicates the firm generally charges fees based on a percentage of assets under management and provides ongoing portfolio management for individual investors.
The firm’s brochure (see Items 4, 8 and 13) summarizes its advisory business, methods of analysis, investment strategies, and periodic account reviews used to manage client portfolios. Clients work directly with the firm’s advisor to develop individualized plans and periodic reviews rather than standardized institutional programs.
As disclosed in Item 10 of the Form ADV, the advisor also acts as a licensed insurance broker/agent and may recommend or place insurance products in addition to providing investment advice, a combination that is uncommon among independent advisers. The small asset base and limited number of client relationships, together with the firm’s dual advisory and insurance activities and related disclosure about potential conflicts, are distinctive aspects a prospective client may want to consider.
Client services
Financial planning
Portfolio management
Main office location
Second Look Financial, LLC.
Scottsdale AZ, United States
Number of offices
1
Most active in
Second Look Financial, LLC. has reported serving >5 clients in these states in the last 12 months.
Arizona
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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