Seaport Financial Planning, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$55,095,541
Clients
65
69% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
65
Very HighAverage account size
$847,624
About
Seaport Financial Planning serves primarily individual clients and also works with trusts, estates, charitable organizations, corporations, investment companies, and pension or profit‑sharing plans. The firm provides comprehensive financial planning and investment advisory services, including portfolio management (typically on a non‑discretionary basis), hourly and fixed‑fee planning, and access to insurance and annuity products through its broker‑dealer and insurance activities.
The firm follows a four‑step planning process—discovery, strategic asset and style allocation, implementation, and ongoing monitoring—and emphasizes diversified allocations among mutual funds, ETFs, individual equities and fixed income with a primary objective of long‑term capital appreciation. Seaport combines quantitative screening with fundamental, technical and charting analysis, reviews accounts at least quarterly, and generally requires client approval for trades rather than exercising discretionary trading authority.
What is distinctive about Seaport compared with many independent peers is that its advisor is also a registered representative of a broker‑dealer and a licensed insurance agent, so the firm may recommend or sell variable annuities and other insurance products that generate commissions; these relationships and potential conflicts are disclosed in its Form CRS and Code of Ethics. The firm also reports essentially all assets under management as non‑discretionary (approximately $55 million across about 65 clients), a practice that is less common among independent advisory firms.
Client services
Financial planning
Portfolio management
Expertise
Retirement income strategy
General tax planning
Wealth management
Fee options
Fixed fees typically range from $1,000 to $4,500 depending on financial planning services
$0 - $249,999: 1.25% annually $250,000 - $499,999: 1.00% annually $500,000 - $999,999: 0.85% annually $1 Million - $4,999,999: 0.75% annually $5 Million+: 0.50% annually
Commission from sales of variable annuities and insurance products; insurance products sold on commission basis
$50 to $250 per hour, negotiable
Fee-only: Hourly fees ranging from $50 to $250 per hour, negotiable; fixed fees typically range from $1,000 to $4,500 depending on planning depth
Most active in
Seaport Financial Planning, LLC has reported serving >5 clients in these states in the last 12 months.
Maine · Massachusetts · New Hampshire · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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