Seapoint Capital Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$3,238,088
Clients
2
100% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
2
Very LowAverage account size
$1,619,044
About
Seapoint Capital Management LLC is a small, independent investment adviser that provides discretionary asset management and financial planning and consulting to individual and high‑net‑worth clients. The firm bills advisory fees based on assets under management and offers ongoing portfolio management, full financial plans, and topic‑specific consultations.
The firm implements discretionary portfolios tailored to documented client objectives, risk tolerances, and time horizons, using fundamental analysis and a mix of long‑term, short‑term, and trading strategies. Account oversight is conducted on a quarterly basis with attention to rebalancing and tax‑loss harvesting opportunities, and the firm requires use of a single custodian for trade execution while noting it may receive research or other soft‑dollar benefits tied to brokerage relationships.
What distinguishes Seapoint from many peers is its scale and structure: it was founded in 2024 as a sole‑practitioner, owner‑operated adviser with a very small client base and modest assets under management, and all supervision and compliance responsibilities are handled internally. The firm also focuses on higher‑net‑worth relationships rather than mass‑market retail clients, does not vote client proxies (clients retain proxy voting authority), and directs trades through a designated broker‑dealer, which may affect execution and service dynamics.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Wealth management
Tax-loss harvesting
Cash flow / budgeting
General tax planning
Fee options
1.00% annually
$200 per hour
Account minimum: $100,000
Main office location
Seapoint Capital Management LLC
Rancho Cucamonga CA, United States
Number of offices
1
Most active in
Seapoint Capital Management LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")