Seacrest Wealth Management, LLC logo

Seacrest Wealth Management, LLC

Updated today

Client assets under management

$1,503,355,979

Clients

1,475

25% high-net-worth

Advisors

35

of 47 employees

Firm type

Multi-team

30-300 advisors or >$3B in AUM

Clients per advisor

42

Low

Average account size

$1,019,224

About

Seacrest Wealth Management is an SEC-registered, multi-advisor wealth management firm that serves individuals (including high‑net‑worth clients), trusts, estates, retirement plans, charitable organizations and businesses. The firm provides comprehensive financial planning, investment management (discretionary and non‑discretionary), retirement‑plan advisory and consulting services and manages roughly $1.53 billion through a team of advisers.

Seacrest generally pursues a customized, long‑term investment approach that blends fundamental and technical analysis and can include mutual funds, ETFs, individual securities, alternatives and allocations to independent managers. The firm uses internally developed and third‑party artificial‑intelligence tools as decision‑support (with human review), provides both 3(21) and 3(38) retirement plan services, and may recommend custodian‑sourced lending solutions (pledged‑asset lines) or other specialized products as part of planning.

Distinctive elements in the brochure include the recent addition of divorce mediation services delivered by a Certified Divorce Financial Analyst, the ability to recommend corporate trust services through its custodian’s trust company, and participation in pledged‑asset lending programs. The firm also discloses relationships that can create conflicts of interest—including broker‑dealer and insurance affiliations and participation in institutional custodian platforms that provide economic benefits to the firm—and reported a December 2024 SEC settlement involving supervision failures that resulted in a censure and a $375,000 civil penalty.

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers

Expertise

Annuities Retirement plans for business owners (SEP, solo 401k) Divorce financial planning

Occupation focus

Founder/Business Owner Executive

Demographic focus

Approaching retirement

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Fee options

Fixed

Financial planning and consulting services may be offered on a fixed fee basis; fees negotiable depending on complexity.

Commissions

Certain advisory persons earn commissions as registered representatives and insurance professionals; these commissions are separate and in addition to advisory fees.

Project-based

Financial planning and consulting services offered on an hourly basis; fees negotiable and estimated prior to engagement.

Main office location

Seacrest Wealth Management, LLC

3000 Westchester Avenue, Suite 206

Purchase NY 10577, United States

Number of offices

22

Most active in

Arizona · California · Colorado · Connecticut · Florida · Georgia · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Utah · Virginia · Washington · Wyoming

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Raymond P

Series 63, Series 65

Purchase, NY

Seacrest Wealth Management, LLC

Raymond Pruzinsky is a financial advisor with Seacrest Wealth Management, LLC, holding the Series 63 and Series 65 designations and bringing 44 years of industry experience. His prior roles include positions at Wells Fargo Advisors LLC and Purshe Kaplan Sterling Investments. In addition to his advisory work, he operates a non-variable insurance agency providing various insurance policies to clients. Seacrest Wealth Management is a multi-advisor SEC-registered firm offering comprehensive wealth management, financial planning, and retirement plan advisory services to individuals, high-net-worth clients, trusts, estates, and businesses. The firm employs a primarily long-term investment approach using fundamental and technical analysis across a range of investment vehicles and provides specialized services such as divorce financial mediation and consulting related to variable annuities and employer-sponsored plans.

Annuities Retirement plans for business owners (SEP, solo 401k) Divorce financial planning Founder/Business Owner Executive Approaching retirement
user avatar

Benjamin B

Series 66

Medford, OR

Seacrest Wealth Management, LLC

Benjamin Brainard is a financial advisor with Seacrest Wealth Management, LLC in Medford, OR, holding a Series 66 credential and 25 years of industry experience. He has been with Seacrest Wealth Management and Purshe Kaplan Sterling Investments since 2009. Outside of finance, he owns and operates Ashland Greenhouses, a greenhouse farm, and hosts cycling events and races through an event promotion business. Seacrest Wealth Management is a multi-advisor SEC-registered firm that provides comprehensive wealth management, financial planning, and retirement plan advisory services to individuals, high-net-worth clients, trusts, estates, and businesses. The firm employs a long-term investment approach using both fundamental and technical analysis and offers specialized services such as divorce financial mediation and consulting on variable annuities and employer-sponsored plans.

Annuities Retirement plans for business owners (SEP, solo 401k) Divorce financial planning Founder/Business Owner Executive Approaching retirement
user avatar

Carter H

Series 65

Rapid City, SD

Seacrest Wealth Management, LLC

Carter Howell is a financial advisor with Seacrest Wealth Management, LLC in Rapid City, SD. He holds a Series 65 designation and has experience in both professional sports organizations and education, having worked with the Atlanta Braves, San Francisco Giants, Augustana University, and Moorhead High School. Howell has been with Seacrest Wealth Management since 2026. Seacrest Wealth Management is a multi-advisor firm serving individuals, trusts, estates, retirement plans, charitable organizations, and businesses. The firm employs a customized, long-term investment approach combining fundamental and technical analysis and integrates artificial intelligence tools alongside human review in its decision processes.

Annuities Retirement plans for business owners (SEP, solo 401k) Divorce financial planning Founder/Business Owner Executive Approaching retirement
user avatar

Christopher N

Series 65

Kansas City, MO

Seacrest Wealth Management, LLC

Christopher Nelson is a financial advisor at SeaCrest Wealth Management, LLC in Kansas City, MO, with seven years of industry experience. He holds the Series 65 designation and has worked at SeaCrest since 2018, following five years at Enterprise Bank & Trust. Nelson serves as a board member of Palmer Square Capital BDC Inc., attending quarterly meetings related to the business development company. SeaCrest Wealth Management is a multi-advisor SEC-registered investment adviser that provides wealth management, portfolio management, financial planning, and retirement plan advisory services to individuals, high-net-worth clients, trusts, estates, retirement plans, charitable organizations, and businesses. The firm employs a primarily long-term investment process using fundamental and technical analysis, offering a range of investment vehicles and specialized services including divorce financial mediation and consulting on variable annuities and employer-sponsored plans.

Annuities Retirement plans for business owners (SEP, solo 401k) Divorce financial planning Founder/Business Owner Executive Approaching retirement
user avatar

Charles D

CFA®

Kennebunk, ME

Seacrest Wealth Management, LLC

Charles Dwight is a CFA® charterholder with 13 years of industry experience. He is currently an investment advisor representative at the Ontario Securities Commission and has been with SeaCrest Wealth Management, LLC since 2012. Approximately half of his professional time is spent in his role at the Ontario Securities Commission. SeaCrest Wealth Management, LLC is a multi-advisor SEC-registered firm that provides comprehensive wealth management, financial planning, and retirement plan advisory services to individuals, high-net-worth clients, trusts, estates, charitable organizations, and businesses. The firm employs a primarily long-term investment approach using fundamental and technical analysis and offers specialized services such as divorce financial mediation and variable annuities consulting.

Annuities Retirement plans for business owners (SEP, solo 401k) Divorce financial planning Founder/Business Owner Executive Approaching retirement
user avatar

Claudia R

Series 66

San Francisco, CA

Seacrest Wealth Management, LLC

Claudia Rivas is a financial advisor at SeaCrest Wealth Management, LLC with 20 years of industry experience. She holds the Series 66 designation and has previously worked at J.P. Morgan Securities, First Republic Investment Management, Bank of America, Merrill Lynch, and Wells Fargo. Outside of her advisory role, she is an owner and partner of OTOMI TTO, LLC, a real estate business focused on property updates and rental planning. SeaCrest Wealth Management, LLC is a multi-advisor SEC-registered firm serving individuals, high-net-worth clients, trusts, estates, retirement plans, charitable organizations, and businesses. The firm employs a primarily long-term investment approach using fundamental and technical analysis across various asset types and offers specialized services such as divorce financial mediation and employer-sponsored plan consulting.

Annuities Retirement plans for business owners (SEP, solo 401k) Divorce financial planning Founder/Business Owner Executive Approaching retirement
user avatar

Ruben C

CFP®, Series 66

Long Beach, CA

Seacrest Wealth Management, LLC

Ruben Cisneros is a CFP® professional with 23 years of industry experience. He has been with SeaCrest Wealth Management, LLC since 2020 and previously worked at Bank of America and Merrill Lynch. SeaCrest Wealth Management is a multi-advisor firm serving individuals, high-net-worth clients, trusts, estates, retirement plans, charitable organizations, and businesses. The firm offers comprehensive wealth management and financial planning services with a primarily long-term investment approach that incorporates both fundamental and technical analysis.

Annuities Retirement plans for business owners (SEP, solo 401k) Divorce financial planning Founder/Business Owner Executive Approaching retirement
user avatar

Amy M

Series 63, Series 65

Purchase, NY

Seacrest Wealth Management, LLC

Amy Mclandress is a financial advisor at SeaCrest Wealth Management, LLC with 11 years of industry experience. She has been with SeaCrest since 2014 and holds Series 63 and Series 65 designations. SeaCrest Wealth Management is a multi-advisor SEC-registered firm offering wealth management, portfolio management, financial planning, and retirement plan advisory services to individuals, high-net-worth clients, trusts, estates, retirement plans, charitable organizations, and businesses. The firm employs a long-term investment approach using fundamental and technical analysis, with portfolios that may include mutual funds, ETFs, independent money managers, and individual securities.

Annuities Retirement plans for business owners (SEP, solo 401k) Divorce financial planning Founder/Business Owner Executive Approaching retirement
user avatar

Juliana E

Series 65

Riverview, FL

Seacrest Wealth Management, LLC

Juliana Evans is a financial advisor at Seacrest Wealth Management, LLC with six years at the firm and a total of eight years in the industry. She holds a Series 65 designation. Prior to joining Seacrest Wealth Management, she worked at SeaCrest Investment Management, LLC from 2014 to 2020. Seacrest Wealth Management is a multi-advisor SEC-registered firm serving individuals, high-net-worth clients, trusts, estates, retirement plans, charitable organizations, and businesses. The firm employs a long-term investment approach using both fundamental and technical analysis and offers a range of services including wealth management, financial planning, and specialized divorce financial mediation.

Annuities Retirement plans for business owners (SEP, solo 401k) Divorce financial planning Founder/Business Owner Executive Approaching retirement
user avatar

Robert C

Series 63

Cumberland Foreside, ME

Seacrest Wealth Management, LLC

Robert Clark is a financial advisor with Seacrest Wealth Management, LLC, holding a Series 63 designation and bringing 54 years of industry experience. He has been with Seacrest Wealth Management since 2015. Seacrest Wealth Management is a multi-advisor SEC-registered firm that offers comprehensive wealth management, portfolio management, financial planning, and retirement plan advisory services to individuals, high-net-worth clients, trusts, estates, charitable organizations, and businesses. The firm employs a primarily long-term investment approach using both fundamental and technical analysis and manages approximately $1.56 billion in assets across about 1,700 clients.

Annuities Retirement plans for business owners (SEP, solo 401k) Divorce financial planning Founder/Business Owner Executive Approaching retirement
user avatar

Jason S

Series 63, Series 65, Series 66

Novato, CA

Seacrest Wealth Management, LLC

Jason Seale is a financial advisor at Seacrest Wealth Management, LLC with 36 years of industry experience. He holds Series 63, Series 65, and Series 66 licenses. Prior to joining Seacrest Wealth Management in 2021, he worked at American Wealth Management, Inc. for nearly two decades. Seacrest Wealth Management is a multi-advisor SEC-registered firm serving individuals, high-net-worth clients, trusts, estates, retirement plans, charitable organizations, and businesses. The firm employs a long-term investment approach using fundamental and technical analysis across a range of investment vehicles and offers services including wealth management, financial planning, and retirement plan advisory.

Annuities Retirement plans for business owners (SEP, solo 401k) Divorce financial planning Founder/Business Owner Executive Approaching retirement
user avatar

Jacqueline P

Series 63, Series 65

Purchase, NY

Seacrest Wealth Management, LLC

Jacqueline Prue is a financial advisor at Seacrest Wealth Management, LLC with eight years of industry experience. She holds Series 63 and Series 65 licenses and has been with Seacrest Wealth Management since 2015. Outside of her advisory role, she serves as a trustee for the financial affairs of her brother. Seacrest Wealth Management is a multi-advisor SEC-registered firm providing wealth management, portfolio management, financial planning, and retirement plan advisory services to a diverse client base that includes individuals, high-net-worth clients, trusts, estates, and charitable organizations. The firm employs a primarily long-term investment approach utilizing fundamental and technical analysis and offers specialized services such as divorce financial mediation and consulting on variable annuities and employer-sponsored plans.

Annuities Retirement plans for business owners (SEP, solo 401k) Divorce financial planning Founder/Business Owner Executive Approaching retirement
user avatar

James D

CFP®, Series 63, Series 65

Parrottsville, TN

Seacrest Wealth Management, LLC

James Dickey is a CFP® professional with 16 years of industry experience, currently serving as an advisor at Seacrest Wealth Management, LLC since 2014. He holds Series 63 and Series 65 licenses and also works as an independent insurance agent on a limited basis. Seacrest Wealth Management is a multi-advisor SEC-registered firm offering comprehensive wealth management, financial planning, and retirement plan advisory services to a diverse client base including individuals, high-net-worth clients, trusts, and businesses. The firm employs a long-term investment approach utilizing fundamental and technical analysis across a broad range of investment vehicles.

Annuities Retirement plans for business owners (SEP, solo 401k) Divorce financial planning Founder/Business Owner Executive Approaching retirement
user avatar

Robert S

Series 63, Series 65

Rapid City, SD

Seacrest Wealth Management, LLC

Robert Sayler is a financial advisor at SeaCrest Wealth Management, LLC in Rapid City, SD, with 29 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Purse Kaplan Sterling Investments, Inc. and SeaCrest Wealth Management since 2008. Sayler serves on the board of the YMCA of Rapid City, where he chairs the Shaping of Our Future Capital Campaign and participates in scholarship initiatives. SeaCrest Wealth Management is a multi-advisor SEC-registered firm providing wealth management, portfolio management, financial planning, and retirement plan advisory services to individuals, high-net-worth clients, trusts, estates, retirement plans, charitable organizations, and businesses. The firm employs a primarily long-term investment approach using fundamental and technical analysis across various asset classes and offers specialized services such as divorce financial mediation and consulting on variable annuities and employer-sponsored plans.

Annuities Retirement plans for business owners (SEP, solo 401k) Divorce financial planning Founder/Business Owner Executive Approaching retirement
user avatar

Francis L

Series 63, Series 65

Darien, CT

Seacrest Wealth Management, LLC

Francis Lawrance is a financial advisor at Seacrest Wealth Management, LLC with 43 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Purshe Kaplan Sterling Investments and Raymond James Financial Services Advisors Inc. His career includes overlapping roles at multiple firms from 2012 to the present. Seacrest Wealth Management is a multi-advisor SEC-registered firm serving individuals, high-net-worth clients, trusts, estates, retirement plans, charitable organizations, and businesses. The firm provides wealth management, financial planning, and retirement plan advisory services, employing a primarily long-term investment approach that combines fundamental and technical analysis across a range of investment vehicles.

Annuities Retirement plans for business owners (SEP, solo 401k) Divorce financial planning Founder/Business Owner Executive Approaching retirement
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