Seacrest Wealth Management, LLC

SeaCrest Wealth Management, LLC is a multi‑advisor SEC‑registered investment adviser that provides comprehensive wealth management, portfolio management, financial planning, and retirement plan advisory services to individuals, high‑net‑worth clients, trusts, estates, retirement plans, charitable organizations, and businesses. The firm also offers specialized services including divorce financial mediation delivered by a Certified Divorce Financial Analyst and consulting related to variable annuities and employer‑sponsored plans.

The firm’s investment process is primarily long‑term and employs both fundamental and technical analysis to build portfolios using mutual funds, ETFs, independent money managers and, when appropriate, individual stocks, bonds, options and alternative investments; accounts may be managed on a discretionary or non‑discretionary basis and independent managers are subject to ongoing oversight. SeaCrest may also recommend lending solutions such as pledged‑asset lines of credit and corporate trust services, and states it applies an internal due‑diligence process when selecting investments and permits reasonable client‑imposed restrictions.

Distinctive features include its scale (approximately $1.56 billion in assets under management, about 42 advisors and roughly 1,700 clients) and its network of affiliations and custody relationships, including an affiliated SEC‑registered advisor, an affiliated insurance entity, and institutional relationships with custodians (Charles Schwab, Raymond James, Interactive Brokers) that provide the firm with economic benefits. The firm’s brochure discloses a December 2024 SEC settlement concerning supervisory failures related to block trade allocations and unsuitable purchases, resulting in a censure, a cease‑and‑desist order and a $375,000 penalty, a material regulatory event prospective clients should consider.