Scott S. Duko, Registered Investment Advisor, Ltd.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$48,333,572
Total clients
108
18% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
108
Average account size
$447,533
About
The firm provides personalized investment management and financial planning to individuals, pension and profit‑sharing plans, trusts, estates, charitable organizations and small businesses. Services include discretionary portfolio management, retirement and education planning, tax and estate planning, limited tax preparation, and retainer or hourly planning engagements.
It manages client portfolios primarily with no‑load or low‑load mutual funds, exchange‑traded funds and individual securities, implementing strategies tailored to each client's objectives and documented in investment policy statements. Financial planning is treated as an ongoing, knowledge‑driven process rather than a static written plan, and account reviews are performed periodically with the adviser exercising discretionary authority for trading when authorized.
As of December 31, 2025 the firm reported approximately $48.3 million in discretionary assets under management across about 108 clients. The firm is affiliated with an attorney practice — the principal is a licensed attorney who provides estate, trust and pension consulting and may serve as trustee (with trustee fees processed as pass‑throughs) — and the principal also conducts broker‑dealer and insurance activities in a separate capacity; the brochure discloses these arrangements and the potential conflicts of interest they may create.
Client services
Expertise
Fee options
Fixed fees for Retainer Agreements and tax preparation services; negotiable, with financial planning minimum fee of $250
$0 - $500,000: 1.50% $500,001 - $1,000,000: 1.25% $1,000,001+: 1.00%
Commissions may be received by Scott S. Duko as a registered representative for sales of variable annuities and insurance products separate from advisory fees
Typically $150 per hour for financial planning, tax preparation, and retainer agreements; negotiable
Account minimum: $50,000 Minimum fee: $500 minimum annual fee for Advisory Service Agreement, $250 minimum fee for Financial Planning Agreement, $250 minimum annual fee for clients receiving ongoing asset management Fee-only: Fee-only investment management and financial planning; fees based on percentage of AUM, hourly charges ($150/hr), and fixed fees (negotiable)
Main office location
Scott S. Duko, Registered Investment Advisor, Ltd.
3685 Stutz Drive, Suite 100
Canfield OH 44406, United States
Number of offices
1
Most active in
Ohio
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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