S
Scott Financial Resources LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$3,749,967
Total clients
10
20% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
10
Average account size
$374,997
About
The firm provides ongoing portfolio management and financial planning to individual and high‑net‑worth clients, including management of retirement accounts. It advises using a range of investments — mutual funds, ETFs, equities, fixed income, real estate funds, annuities, and private placements — and documents client goals and risk tolerance in an Investment Policy Statement.
Accounts are typically managed on a discretionary basis with regular monitoring and at least annual reviews; the firm employs a mix of analytical methods (charting, cyclical, fundamental, quantitative, modern portfolio theory and technical analysis) and a long‑term trading orientation. Financial planning engagements are delivered upon completion and portfolio management fees are billed in arrears.
The firm maintains insurance‑related activities that are disclosed as potential conflicts: a principal is a licensed health insurance agent who sells commissionable Medicare Supplement and other insurance products, the firm uses annuities and has added an insurance/annuity provider (Jackson National Life) alongside Charles Schwab as custodial arrangements. The adviser also prepares tax returns through an affiliated tax business and provides tax preparation for advisory clients at no additional charge, a combination of services and an explicit insurance affiliation that is less common among independent advisers.
Client services
Financial planning
Portfolio management
Expertise
Annuities
Real estate investing
Fee options
Financial planning fees range from $500 to $5,000, negotiable.
$0 - $250,000: 1.00% $250,001 - $2,000,000: 0.75% $2,000,001 - $5,000,000: 0.50% $5,000,001 - $10,000,000: 0.25% $10,000,001+: 0.10%
Commission earned on sale of Medicare Supplement plans by a licensed insurance agent, not primary source of compensation.
Main office location
Scott Financial Resources LLC
11 Carlisle St., Suite 306
Hanover PA 17331, United States
Number of offices
1
Most active in
Scott Financial Resources LLC has reported serving >5 clients in these states in the last 12 months.
Pennsylvania
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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