Scott & Associates Investment Advisory Services
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$63,243,502
Total clients
97
20% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
97
Average account size
$651,995
About
The firm provides discretionary investment advisory services to individual investors and also serves trusts, estates, and charitable organizations. It develops personalized investment policies through client discussions and manages portfolios in line with each client's objectives, time horizon, risk tolerance, and tax considerations.
Investment decisions are based primarily on fundamental analysis, with the firm using both long-term buy-and-hold and shorter-term purchase strategies as appropriate. Recommendations are not limited to particular product providers and are implemented with attention to the client’s tax situation and stated investment goals.
The advisory practice operates alongside a separate accounting and tax-preparation business, with the firm’s principal allocating roughly half of their time to CPA services; advisory and accounting services are provided for separate compensation and clients are cross-referred without a formal referral-fee arrangement. The inclusion of charitable organizations among its clients is a noteworthy feature for a firm of this type and can add additional tax and fiduciary considerations to portfolio planning.
Client services
Expertise
Fee options
$0 - $100,000: 1.25% $100,001 - $250,000: 1.10% $250,001 - $500,000: 1.00% $500,001 - $1,000,000: 0.90% $1,000,001 - $2,500,000: 0.80% $2,500,001 - $5,000,000: 0.70% Over $5,000,000+: Negotiable
Account minimum: $50,000
Main office location
Scott & Associates Investment Advisory Services
340 Mccormick Street, Suite B
St. Helena CA 94574-1457, United States
Number of offices
1
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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