Scott and Associates of Texas, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$16,569,710
Clients
42
67% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
42
HighAverage account size
$394,517
About
Scott and Associates of Texas, Inc. provides investment supervisory services and financial planning primarily for individual and high‑net‑worth clients. Its services include discretionary portfolio management supported by individualized Investment Policy Statements, fixed‑fee or hourly financial planning, and referrals to third‑party advisers.
The firm uses both fundamental and technical analysis and employs long‑term and short‑term trading strategies, including options writing, to implement client portfolios, typically with discretionary trading authority. It documents client risk tolerance in an IPS, conducts monthly account reviews by its principal advisor, and includes educational seminars among the services it offers.
Notable differences from many peers include the explicit offering of educational seminars, a relatively uncommon service among supported firms, and the use of options writing (including uncovered strategies) and short‑term trading, which can introduce elevated risk for smaller client bases. The firm also discloses that it may receive fee‑sharing from third‑party advisers it recommends and that one principal is a licensed insurance agent who may offer commissionable insurance products, a potential conflict it discloses and manages.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Expertise
Options & derivatives strategies
Real estate investing
College savings (529s, UTMA, etc.)
Fee options
Financial planning fixed fees ranging from $500 to $5,000
$0 - $1,000,000: 1.50% annually $1,000,001 - $2,000,000: 1.00% annually $2,000,001 - $3,000,000: 0.85% annually
$300 per hour for financial planning services
Account minimum: $250,000 (may be waived) Fee-only: Investment supervisory fees paid quarterly in advance; Financial planning fees are fixed ($500 to $5,000) or hourly ($300/hour)
Main office location
Scott and Associates of Texas, Inc.
Garland TX, United States
Number of offices
3
Most active in
Scott and Associates of Texas, Inc. has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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