Schutte Financial LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$1,900,000
This total excludes 2 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
62
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
62
HighAverage account size
$30,645
About
Schutte Financial serves individual and institutional clients, including pooled investment vehicles, high‑net‑worth individuals, charitable organizations, and business entities. The firm offers portfolio management primarily by directing clients to a third‑party advisory platform for standard accounts, along with financial planning, pension and employee benefit consulting, group educational workshops, and subscription‑style online planning services.
For standard portfolios Schutte Financial provides ongoing oversight and, where authorized, discretionary trading while clients maintain accounts on the recommended custodian platform. The firm also operates two private hedge funds that pursue market‑timing and active strategies using leveraged ETFs and technical analysis, and it offers pension consulting and pooled vehicle management for plan sponsors and other institutional clients.
What is distinctive is the combination of a solo independent advisory practice that couples referrals to a passive/advised platform with in‑house private funds and market‑timing strategies — an uncommon mix for a firm of this size. The firm collects performance‑based fees and manages pooled/institutional vehicles through its private funds (with fund terms documented in offering materials), and it relies on fee‑sharing arrangements and platform services from its chosen custodian, which the firm discloses as a potential conflict and seeks to mitigate by offering alternate account options.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Newsletters or periodicals
Educational seminars or workshops
Market timing
Expertise
Passive / index investing
Annuities
Private / alternative investments
Fee options
$500 to $5,000 fixed fee for pension consulting; $2,900 fixed fee for written financial plan; $5,000 fixed fee for educational workshops and seminars
$0 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.70% $2,000,001 - $3,000,000: 0.60% $3,000,001 - $5,000,000: 0.50% $5,000,001+: 0.25%
$290 per hour for financial advice
20% performance fee on net capital appreciation for private hedge funds with a 2% soft hurdle and high watermark; 0.50% quarterly management fee for private funds
Main office location
Schutte Financial LLC
3801 E. Florida Ave., Suite 600
Denver CO 80210, United States
Number of offices
2
Most active in
Schutte Financial LLC has reported serving >5 clients in these states in the last 12 months.
Colorado
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
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