Scholtz & Company, LLC

Scholtz & Company, LLC is a wealth management firm that provides discretionary asset management and financial planning to high‑net‑worth individuals, institutions, trusts and pension plans. The firm offers a suite of separately managed strategies — Balanced, All Cap Equity, Income, Small Cap and Tactical Allocation — and also participates as a wrap‑fee program sponsor, receiving a portion of wrap program fees.

The firm follows a long‑only approach that combines in‑house fundamental research (typically 20+ hours per company) with technical analysis to time entries and exits, emphasizing capital preservation and the selection of what it calls “5‑star” companies. For fixed income it focuses on investment‑grade bonds with active duration and yield‑curve tactics, and its Tactical Allocation strategy may employ option positions such as covered writes and protective puts; the use of derivatives in separately managed accounts is part of its toolkit.

With roughly $340 million in discretionary assets, two advisors and about 204 client accounts, Scholtz & Company generally requires a $500,000 minimum and may request prepayment of fees in certain circumstances. The firm also maintains soft‑dollar arrangements for research and execution and combines its wrap‑fee sponsorship with active derivatives and fixed‑income tactics, features that are less common among similarly sized peers.