Schmerge Executive Planning Services, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$53,414,349
Total clients
65
22% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
65
Average account size
$821,759
About
Schmerge Executive Planning Services provides wealth management and financial planning to individuals, families, trusts, corporations and company retirement plans. The firm offers fee-based investment supervisory services and financial planning engagements, and also delivers participant-directed retirement plan services including fund selection, fund monitoring and participant education.
The adviser implements model-driven strategies sourced from third‑party research firms — including trend following, mean reversion, long/short arbitrage and relative strength — typically executed through tradable mutual funds, ETFs and, when appropriate, individual securities. Portfolios are managed on a discretionary basis with an emphasis on downside control using historical maximum drawdown bands (growth, moderate, conservative), and clients receive quarterly reporting on holdings and performance.
Notably, the firm’s principal is dually registered with a broker‑dealer and is licensed to sell insurance, so commission‑based sales of mutual funds, annuities and insurance products occur alongside advisory fees and are disclosed as potential conflicts of interest. The combination of pension consulting and participant‑level retirement plan services, use of third‑party quantitative trading models, and occasional recommendations of non‑traditional products (leveraged/inverse/buffer ETFs and derivatives) distinguishes the firm from many independent peers.
Client services
Expertise
Occupation focus
Fee options
$0 - $100,000: 1.44% annually (0.36% quarterly) $100,000 - $499,999: 1.24% annually (0.31% quarterly) $500,000 - $999,999: 1.04% annually (0.26% quarterly) $1,000,000+: 0.80% annually (0.20% quarterly)
Commissions on securities and insurance products through associated broker-dealer and insurance licenses.
Hourly fees charged for Financial Planning Services; amounts disclosed in engagement letter.
Account minimum: $100,000 Fee-only: Hourly fees for financial planning may be charged; fee may be waived based on account size.
Main office location
Schmerge Executive Planning Services, Inc.
700 W. Pete Rose Way, Suite 5 D
Cincinnati OH 45203, United States
Number of offices
1
Most active in
Kentucky · Michigan · Ohio
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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