SBC Investment Management, LLC

SBC Investment Management is a state-registered investment adviser that provides discretionary and non-discretionary portfolio management, financial planning, and periodic educational workshops. The firm serves individuals (including high-net-worth and non-high-net-worth clients), charitable organizations, corporations, and pooled investment vehicles, and reported approximately $75.6 million in assets under management across 59 client accounts as of December 31, 2025.

The firm’s investment process combines fundamental, technical, cyclical, and quantitative analysis and emphasizes asset allocation and both long- and short-term trading strategies. Portfolio supervision is guided by client-specific factors — cash flow and income needs, risk tolerance, timing of liquidity needs, and tax profile — and clients receive written plans and periodic performance reporting.

Noteworthy aspects include the firm’s involvement with affiliated private funds and pooled vehicles (it is the managing member of related SBC Investment Financing entities and discloses a private fund under common control), and its disclosure that it will not charge advisory fees on amounts invested in that related fund while subjecting the fund to independent annual audits. The brochure also discloses related consulting and real estate management entities and the firm’s provision of no-cost educational seminars, features that are less common among peers in this category.