Saubel Financial Group
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$17,633,219
Total clients
106
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
106
Average account size
$166,351
About
Saubel Financial Group serves individual (non‑institutional) clients by providing portfolio management, comprehensive financial planning and retirement income guidance. The firm’s advisory services are centered on ongoing investment management and personalized planning for households rather than institutional clients.
The adviser emphasizes comprehensive, retirement‑focused planning supported by multiple professional credentials and ongoing continuing education. The firm states it operates under a fiduciary standard and discloses outside business activities and potential conflicts to clients as part of its advisory relationship.
Compared with many peers, the firm’s principal is also a licensed insurance agent who receives commissions on insurance sales, a practice the brochure identifies and discloses as a potential conflict of interest. The adviser maintains an adjunct faculty role at a local college and holds several niche designations (including credentials in special‑needs planning, philanthropy and long‑term care), suggesting additional emphasis on client education, special‑needs and charitable planning beyond standard investment management.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
Retirement income strategy
Elder care planning
Planning for children with special needs
Charitable giving & philanthropy
Life insurance needs analysis
Demographic focus
Gen Z (Born 1996-2010)
Fee options
Commissions on insurance sales; no specific amounts stated
Main office location
Saubel Financial Group
York PA, United States
Number of offices
1
Most active in
Saubel Financial Group has reported serving >5 clients in these states in the last 12 months.
New Jersey · Pennsylvania · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")