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Sarver Vrooman Wealth Advisors LLC

Updated today

Client assets under management

$433,274,914

Clients

371

37% high-net worth

Advisors

4

of 5 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

93

High

Average account size

$1,167,857

About

Sarver Vrooman Wealth Advisors (SVWA) provides discretionary and non‑discretionary asset management, ERISA 3(21) retirement‑plan advisory, and financial planning to individuals, high‑net‑worth clients, trusts, estates and business entities. The firm documents client objectives and tailors investment programs and IPSs accordingly, reporting $365,877,075 in discretionary assets and $70,605,677 in non‑discretionary assets as of 12/31/2025.

SVWA’s investment process is driven by client objectives and may employ fundamental, technical, charting and cyclical analysis, with account reviews performed at least quarterly and rebalancing considered as part of ongoing monitoring. The firm can act with discretionary trading authority or provide non‑discretionary recommendations, and clients may impose written investment restrictions.

Noteworthy operational features include no account minimum and no charge for financial planning, and its ERISA 3(21) plan services exclude certain illiquid or employer securities from fee calculations. SVWA requires use of Trade‑PMR Inc. for custody/execution, uses Broadridge for proxy‑voting technology when it assumes voting authority, and discloses a relationship with Halo that can result in compensation if client annuity contracts move to Halo as broker‑of‑record.

Client services

Financial planning Portfolio management Pension consulting

Expertise

Wealth management Retirement plans for business owners (SEP, solo 401k) General retirement planning

Fee options

Fixed

ERISA Plan Services fees up to 0.50% annually, may be charged as a flat fee or percentage of included assets; Financial planning services are provided without charge.

Percentage

$0 - $999,999.99: 1.25% $1,000,000 - $1,999,999.99: 1.00% $2,000,000+: 0.75%

Main office location

Sarver Vrooman Wealth Advisors LLC

9237 Ward Parkway, Suite 320

Kansas City MO 64114, United States

Number of offices

1

Most active in

Florida · Kansas · Missouri · Nebraska · New Hampshire · New Jersey · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Ron D

Series 63, Series 65

Kansas City, MO

Sarver Vrooman Wealth Advisors LLC

Ron Dietz is a financial advisor at Sarver Vrooman Wealth Advisors LLC with 17 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Wells Fargo Advisors Financial Network and Calamos Financial Services. Dietz is the sole owner of R3D3, LLC, a holding company based in Leawood, KS. Sarver Vrooman Wealth Advisors provides discretionary and non-discretionary asset management, ERISA 3(21) retirement-plan advisory, and financial planning services to individuals, high-net-worth clients, trusts, estates, and business entities. The firm tailors investment programs to client objectives and employs a range of analytical approaches, conducting quarterly account reviews and rebalancing as needed.

Wealth management Retirement plans for business owners (SEP, solo 401k) General retirement planning
user avatar

Jessica E

Series 63, Series 66

Kansas City, MO

Sarver Vrooman Wealth Advisors LLC

Jessica Estes Fleischmann is a financial advisor at Sarver Vrooman Wealth Advisors LLC in Kansas City, MO, with 22 years of industry experience. She holds Series 63 and Series 66 licenses and previously worked at Wells Fargo Advisors Financial Network and Wells Fargo Clearing Services. Sarver Vrooman Wealth Advisors provides discretionary and non-discretionary asset management, retirement-plan advisory, and financial planning services to individuals, high-net-worth clients, trusts, estates, and business entities. The firm’s investment process is guided by client objectives and includes regular account reviews and rebalancing, offering services without account minimums or charges for financial planning.

Wealth management Retirement plans for business owners (SEP, solo 401k) General retirement planning
user avatar

Peter V

Series 63, Series 65

Kansas City, MO

Sarver Vrooman Wealth Advisors LLC

Peter Vrooman is a financial advisor at Sarver Vrooman Wealth Advisors LLC in Kansas City, MO, holding Series 63 and Series 65 licenses with 32 years of industry experience. His prior work includes roles at Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services, and Wells Fargo Advisors. He serves on the Board of Trustees for Barstow School, participating in budget, enrollment, fundraising, endowment portfolio performance, and strategic planning discussions. Sarver Vrooman Wealth Advisors provides discretionary and non-discretionary asset management, ERISA 3(21) retirement-plan advisory, and financial planning to individuals, high-net-worth clients, trusts, estates, and business entities. The firm customizes investment programs based on client objectives and conducts regular account reviews with flexible investment approaches.

Wealth management Retirement plans for business owners (SEP, solo 401k) General retirement planning
user avatar

Thomas K

Series 66

Kansas City, MO

Sarver Vrooman Wealth Advisors LLC

Thomas King is a financial advisor at Sarver Vrooman Wealth Advisors LLC with five years of industry experience. He holds the Series 66 designation and previously worked at Wells Fargo Advisors, Foreside Fund Services, LGT Capital Partners, and Hatteras Capital. King served in the 82nd Airborne Division of the US Army from 2016 to 2018. He is also the owner of TPK, LLC, a holding company for a financial practice. Sarver Vrooman Wealth Advisors provides discretionary and non-discretionary asset management, retirement-plan advisory, and financial planning services to individuals, high-net-worth clients, trusts, estates, and business entities. The firm bases its investment process on client objectives, using various analytical methods, and offers services without account minimums or charges for financial planning.

Wealth management Retirement plans for business owners (SEP, solo 401k) General retirement planning
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