Sapphire Fiduciary Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$59,700,000
Total clients
37
27% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
37
Average account size
$1,613,514
About
Sapphire Fiduciary Advisors is a small registered investment adviser that provides discretionary investment management and sub‑advisory services for individuals, families, trusts, institutions, and other investment advisers. The firm manages roughly $59.7 million across a compact client base and documents client objectives in investment policy statements used to guide portfolio construction and reporting.
The firm’s investment process emphasizes high‑quality securities and seeks to capitalize on disparities between market price and intrinsic value, using fundamental analysis for equities and quantitative analysis for fixed‑income, alongside mutual funds and ETFs. Portfolios are actively managed under discretionary authority with periodic account reviews; the firm does not employ performance‑based fees.
What distinguishes this firm from many solo independent advisers is the principal’s formal ties to a regional bank and a bank holding company and an economic interest in private real estate investments managed through an affiliated general partner—relationships that result in some clients being bank customers or limited partners in related funds and are disclosed as potential conflicts. The firm also accepts institutional clients and provides advisory services to other investment advisers while operating with a single advisor supported by a strategic advisory board, a mix that is uncommon among peers.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.25% annually $1,000,000.01 - $3,000,000: 1.00% annually $3,000,000.01 - $5,000,000: 0.75% annually $5,000,000.01+: 0.50% annually
Fee-only: Fees charged monthly in arrears based on tiered AUM schedule; no other compensation received; no commissions.
Main office location
Sapphire Fiduciary Advisors, LLC
Louisville KY, United States
Number of offices
1
Most active in
Florida · Kentucky · Ohio
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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