Sapient Road Wealth Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$39,801,410
Clients
29
45% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
29
TypicalAverage account size
$1,372,462
About
Sapient Road Wealth Management is a state-registered independent investment adviser that serves individuals (including high-net-worth clients) and pension/profit-sharing plans, offering discretionary portfolio management alongside financial planning and consulting services. The firm provides personalized investment accounts and written financial plans or ad-hoc consultations tailored to each client’s goals and circumstances.
The firm’s investment approach emphasizes customized, long-term portfolios invested mainly in passive index mutual funds with low expense ratios, established after assessing a client’s objectives, risk tolerance, and financial situation and documented via an Investment Policy Statement. Though generally long-term focused, Sapient Road may actively rebalance or trade — including selling holdings held less than a year and employing options or margin in concentrated portfolios — to manage risk, harvest tax outcomes, or meet client needs.
Noteworthy aspects include a small, single-advisor practice managing roughly $40 million for about 29 clients, a structure the brochure describes as supporting continuous personal contact and individualized allocations. The firm also offers educational seminars or workshops — a relatively uncommon service among peers — and operates on a fee-only basis while using an institutional platform relationship for custody and trading support.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Expertise
Active portfolio management
Options & derivatives strategies
Passive / index investing
Fee options
$0 - $500,000: 1.00% annually $500,001 - $1,000,000: 0.75% annually $1,000,001 - $3,000,000: 0.50% annually $3,000,001+: Negotiable
Up to $150 per hour, negotiable depending on client circumstances
Fee-only: Financial planning and consulting services charged hourly, up to $150 per hour, negotiable
Main office location
Sapient Road Wealth Management, LLC
San Diego CA, United States
Number of offices
1
Most active in
Sapient Road Wealth Management, LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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