Saos Capital, LLC logo

Saos Capital, LLC

Updated today

Client assets under management

$225,081,360

Clients

536

15% high-net worth

Advisors

3

of 4 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

179

Very High

Average account size

$419,928

About

Saos Capital provides discretionary asset management and related financial planning to individuals, high net worth clients, charities, and corporate retirement plans. Services include portfolio management across a wide set of instruments (equities, bonds, mutual funds and ETFs, structured notes, alternatives, and cash equivalents), integrated financial, estate, tax and retirement planning, and pension consulting for employee benefit plans.

The firm combines fundamental and technical analysis with a relative-strength, top‑down process (market, sector, manager) to build customized allocations tied to client goals and risk tolerances. Portfolios may include both long- and short-term positions and employ derivatives and futures as part of risk-management and defensive strategies; the brochure also notes purchases of structured notes when suitable.

Saos Capital is notable among similarly sized supported advisers for sponsoring and acting as portfolio manager of a wrap fee program while managing wrap accounts the same as non-wrap accounts, and for explicitly using derivatives (options, futures, currencies/forex) in separately managed accounts. Additional operational features called out in the brochure include complimentary financial planning as part of asset management, pension consulting capabilities, and custodial arrangements that include a standing letter of authorization and use of institutional services through a recommended custodian.

Client services

Financial planning Portfolio management Pension consulting

Expertise

Options & derivatives strategies

Fee options

Percentage

0.75% - 1.50%

Other

Account minimum: $50,000 Fee-only: Fee-only basis; advisory fees charged are between 0.75% and 1.50% annually (tiered)

Main office location

Saos Capital, LLC

410 Mill St, Suite 107

Mount Pleasant SC 29464, United States

Number of offices

1

Most active in

Alabama · California · Florida · Georgia · Louisiana · Michigan · North Carolina · Pennsylvania · South Carolina · Texas · Washington

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Samuel G

Series 63, Series 66

Mount Pleasant, SC

Saos Capital, LLC

Samuel Gamble is a financial advisor at Saos Capital, LLC in Mount Pleasant, SC, with 18 years of industry experience. He holds Series 63 and Series 66 designations and previously worked at Kovack Securities Inc. from 2014 to 2019. Saos Capital provides discretionary asset management and comprehensive financial, estate, tax, and retirement planning to individuals, high-net-worth clients, charities, and corporate pension plans. The firm employs a mix of fundamental and technical analysis within a relative-strength, top-down process and offers a distinctive combination of derivative strategies, structured notes, and pension consulting services.

Options & derivatives strategies
user avatar

William A

Series 63, Series 66

Mount Pleasant, SC

Saos Capital, LLC

William Avant is a financial advisor at Saos Capital, LLC in Mount Pleasant, SC, with 23 years of industry experience. He holds Series 63 and Series 66 credentials. Avant previously worked at Kovack Securities Inc. for five years and has been with Saos Capital since 2011. Outside of advisory work, he is involved in fixed insurance sales. Saos Capital provides discretionary asset management and comprehensive financial, estate, tax, and retirement planning services to individuals, high-net-worth clients, charities, and corporate pension plans. The firm employs a mix of fundamental and technical analysis with a relative-strength, top-down approach, managing portfolios on a discretionary basis and overseeing approximately $208 million across more than 500 client accounts.

Options & derivatives strategies
user avatar

Aulden H

Series 65

Mount Pleasant, SC

Saos Capital, LLC

Aulden Hopper is a financial advisor at Saos Capital, LLC with three years of industry experience. He holds a Series 65 designation and has prior work experience at Warby Parker and Sunglass Hut. Saos Capital provides discretionary asset management and comprehensive financial, estate, tax, and retirement planning services to individuals, high-net-worth clients, charities, and corporate pension plans. The firm employs a mix of fundamental and technical analysis in a relative-strength, top-down process and manages approximately $208 million across more than 500 client accounts.

Options & derivatives strategies
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